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HomeMy WebLinkAboutAudit Reports - Public - Human Resources Recruitment and Retention Internal Audit - 6/11/2025 This report is intended for the internal use of the City of Glendale, and may not be provided to, used, or relied upon by any third parties. Proprietary & Confidential FINAL REPORT City of Glendale H UMAN R ESOURCES RECRUITMENT AND RETENTION INTERNAL AUDIT June 11, 2025 Moss Adams LLP 999 Third Avenue, Suite 2800 Seattle, WA 98104 (206) 302-6500 Human Resources Recruitment and Retention Internal Audit Report FOR INTERNAL USE OF CITY OF GLENDALE ONLY Table of Contents I. Executive Summary 1 A. Introduction 1 B. Statement of Compliance with Standards 1 C. Conclusions 1 II. Introduction 4 A. Introduction 4 B. Background 4 C. Scope and Methodology 4 D. Commendations 5 III. Findings and Recommendations 6 A. Overall Strategies 6 B. Recruitment 10 C. Retention 18 Appendix A: Definitions of Assessment Finding Rankings 27 Human Resources Recruitment and Retention Internal Audit Report | 1 FOR INTERNAL USE OF CITY OF GLENDALE ONLY I. EXECUTIVE SUMMARY A. INTRODUCTION As a part of the fiscal year (FY) 2025 City of Glendale, Arizona (the City) internal audit program, Moss Adams LLP (Moss Adams) conducted an internal audit of the Human Resources & Risk Management Department’s (HR, the Department) recruitment and retention processes. This internal audit aimed to identify improvements for the City’s processes related to employee recruitment and retention to make it easier for departments to fill vacancies as well as keep and promote existing staff. B. STATEMENT OF COMPLIANCE WITH STANDARDS This engagement was performed in accordance with Standards for Consulting Services established by the American Institute of Certified Public Accountants (AICPA). Accordingly, we provide no opinion, attestation, or other form of assurance with respect to our work or the information upon which our work is based. This engagement was also performed consistent with the guidance issued by the Institute of Internal Auditor’s (IIA’s) Global Internal Audit Standards (GIAS). This report was developed based on information gained from our interviews and analysis of sample documentation. C. CONCLUSIONS Five findings are ranked as medium-risk findings, and two findings are ranked as low-risk findings. Our recommendations are intended to help the Department improve operational efficiency and effectiveness. Refer to Appendix A for definitions of finding ratings. FINDINGS AND RECOMMENDATIONS Medium Risk Findings 1. Finding HR’s current performance measurement process is in development, and as a result it lacks some metrics to effectively evaluate recruitment, as well as workforce trends and representation. Recommendations Continue to refine the performance measurement process to capture progress toward the City’s recruitment and retention goals and enhance overall HR effectiveness, including developing written methodologies for performance measurement, automating data collection where possible, and regularly reviewing and adjusting key performance indicators (KPIs) when needed. Consider additional KPIs relevant to workforce diversity to identify potential disparities in recruitment and retention and promote continuous improvement. Consider additional KPIs relevant to temporary employees to provide insights into the City’s reliance on temporary employees and identify opportunities for improvement in workforce planning. Adjust the time-to-fill metric methodology to align with industry standard, monitoring from when the job position is posted to when the position is accepted. Human Resources Recruitment and Retention Internal Audit Report | 2 FOR INTERNAL USE OF CITY OF GLENDALE ONLY FINDINGS AND RECOMMENDATIONS 2. Finding Limited staff capacity for recruitment results in the hiring process being slower than desired, which can limit the effectiveness of recruitment efforts and reduce the competitiveness of the City in tight labor markets. Recommendations A. Conduct a workload study of the roles involved in recruitment to assess the full scope of their duties and determine the impact of those duties on their recruitment responsibilities and reallocate work based on study results. B. Continue to review how long it takes to complete the various steps in the recruitment process to continue to identify and address specific areas that may be contributing to delays, whether delays are occurring within HR or within the hiring departments. 3. Finding The City has 53 temporary employees who have been employed for multiple years and work 30 or more hours per week, suggesting the potential need for regular status employees. Recommendation A. Consult with departments regarding temporary employees employed over two years to determine whether the temporary status is appropriate or a regular status position is needed. B. Establish a process that determines an appropriate length of time after which a temporary employee’s department should be consulted, to ensure the continued use of temporary positions remains appropriate and aligned with organizational needs. C. The Department should include metrics relating to the use of non- seasonal temporary employees in its performance metrics reporting to monitor the use of temporary employees over time. 4. Finding The City lacks cohesive succession planning strategies to address retirements and turnover. Recommendations A. Support departments in the development of employee succession plans, strategies, and timelines for all key positions. B. Periodically review data regarding employee retirements and other types of separations to identify trends regarding turnover that can be used to anticipate needs in the upcoming months or years. 5. Finding The Department lacks a well-developed employee development program that empowers employees to plan and prepare for future growth and promotional opportunities. Recommendations A. Conduct a comprehensive review of current trainings and e-learning resources to assess their effectiveness in supporting employee development goals, identify any gaps, and develop strategies for enhancing in-house training or sourcing external resources. Human Resources Recruitment and Retention Internal Audit Report | 3 FOR INTERNAL USE OF CITY OF GLENDALE ONLY FINDINGS AND RECOMMENDATIONS B. In collaboration with department leaders, actively enhance the employee development program by implementing Individual Development Plans (IDPs) for all employees and establishing clear career ladders and career paths, thereby providing tailored growth opportunities and a transparent framework for advancement within the City. Low Risk Findings 6. Finding Although HR provides resources to guide hiring managers through the recruitment and hiring process, it does not provide formal training for hiring managers. The resources provided to managers are primarily found on the City’s intranet, which is not user-friendly, resulting in hiring managers not being able to easily locate and use them. Recommendation A. Continue to review current hiring manger resources to identify any gaps and determine any additional resources needed to effectively support hiring managers in recruitment processes. B. Develop and implement a plan to centralize and enhance the accessibility of recruitment resources on the City’s new intranet, ensuring that all hiring managers can easily access the information they need. C. Implement a formal training program for new hiring managers in which hiring managers can ask questions and be guided through the entire process at a high level, with references to available resources at each stage. 7. Finding The Department’s onboarding process lacks a feedback mechanism, which hinders HR’s ability to identify improvements to its orientation and the broader onboarding of new hires. Recommendations Develop and implement a structured onboarding survey for new hires and relevant stakeholders to gather feedback on the onboarding experience and identify areas for improvement. Human Resources Recruitment and Retention Internal Audit Report | 4 FOR INTERNAL USE OF CITY OF GLENDALE ONLY II. INTRODUCTION A. INTRODUCTION As a part of the fiscal year (FY) 2025 City of Glendale, Arizona (the City) internal audit program, Moss Adams LLP (Moss Adams) conducted an internal audit of the Human Resources & Risk Management Department’s (HR, the Department) recruitment and retention processes. This internal audit aimed to identify improvements to the City’s processes related to employee recruitment and retention to make it easier for departments to fill vacancies as well as keep and promote existing staff. This internal audit was performed between February 2025 and May 2025. B. BACKGROUND The Department is comprised of 29 full-time equivalent (FTE) employees and four temporary employees who serve the City’s approximately 2,370 employees across 23 departments. The Department is divided into several functional divisions, including Benefits, Wellness Program, Risk Management, Organization and Employee Development, Human Resources Information Systems (HRIS), Classification and Compensation, and the HRBP program (which includes recruitment and employee relations). HR provides some of these services through its five Human Resources Business Partners (HRBPs) which are part of a service delivery model that reimagines the role of human resources from a traditional administrative function to a strategic partner, providing advice and strategic direction around classification, compensation, employment services, employee development, employee relations, and/or other related human resources services. The HRBP model is intended to enable a deeper level of collaboration between the individual departments and HR representatives. HRBPs, as well as an HR Analyst dedicated to recruitment, work closely with departmental hiring managers throughout the recruitment process, and HR as a whole contributes to the success of retaining employees through the provision of benefits, programs, and services. In order to support operational success and best serve City employees and customer departments, the City requested that Moss Adams, through the City’s internal audit program, conduct a review of the HR Department’s recruitment and retention processes. C. SCOPE AND METHODOLOGY To obtain an understanding of current practices and assess performance of the City’s recruitment and retention activities, we conducted the following procedures: • Interviews: We conducted interviews with personnel in the HR Department involved in retention and recruitment activities, as well as select hiring managers across the City. • Document Review: We reviewed multiple documents, including but not limited to: ○ Staffing data ○ Policies and procedures relating to the HR function ○ Retirement and promotion statistics ○ Key performance metrics reports Human Resources Recruitment and Retention Internal Audit Report | 5 FOR INTERNAL USE OF CITY OF GLENDALE ONLY ○ Exit interview data ○ Employee satisfaction survey results ○ Organization charts • Industry Best Practice Research: We conducted industry best practice research from entities such as the Society of Human Resources (SHRM) to help inform our recommendations. We worked with HR staff and leadership to obtain the most currently available information and insights. D. COMMENDATIONS Although the focus of this internal audit was to identify opportunities for improvement, it is important to note the areas of commendable operations. The Department should be commended for the following: • Investment in Feedback: The City is committed to continuous improvement, as evidenced through its annual Employee Engagement Surveys. Department Directors identify the top five categories of employee dissatisfaction on the Employee Engagement Survey each year and work with HR to develop strategies to address major issues. This commitment shows dedication to improvement and exemplifies Department and City-wide care for employee well-being. • HRBP Model: The HRBP model is a best practice for HR Departments, enhancing collaboration, expediting decision-making, and ensuring that HR is closely aligned with the individual business needs of each department. Hiring Managers across the City described the model as effective and HRBPs as responsive to department needs. • Classification and Compensation: The City’s compensation philosophy is to be above market, and there are plans to use the software PayScale to continue to ensure jobs are classified and compensated appropriately. This commitment to staying competitive with industry standards, regularly reviewing market data, and offering transparent salary structures exemplifies the City’s dedication to both attracting and retaining top-tier talent. • Low Employee Turnover: The Department has invested in many benefits that reduce turnover, from actively working to ensure employees are compensated well to the provision of cost-saving health benefits, and membership in the state retirement program. For the fiscal years reviewed0F1, the City had an average turnover rate of 10.2%, with a descending trend – from a high of 13.1% to the most recent at 6.9%. We would like to thank Department staff and leadership for their willingness to assist with this project. 1 The period reviewed included fiscal years 2023, 2024, and through January 31 of fiscal year 2025. Human Resources Recruitment and Retention Internal Audit Report | 6 FOR INTERNAL USE OF CITY OF GLENDALE ONLY III. FINDINGS AND RECOMMENDATIONS A. OVERALL STRATEGIES Performance Metrics – Medium Risk Rating 1. Finding HR’s current performance measurement process is in development, and as a result it lacks some metrics to effectively evaluate recruitment, as well as workforce trends and representation. Recommendation A. Continue to refine the performance measurement process to capture progress toward the City’s recruitment and retention goals and enhance overall HR effectiveness, including developing written methodologies for performance measurement, automating data collection where possible, and regularly reviewing and adjusting key performance indicators (KPIs) when needed. B. Consider additional KPIs relevant to workforce diversity to identify potential disparities in recruitment and retention and promote continuous improvement. C. Consider additional KPIs relevant to temporary employees to provide insights into the City’s reliance on temporary employees and identify opportunities for improvement in workforce planning. D. Adjust the time-to-fill metric methodology to align with industry standard, monitoring from when the job position is posted to when the position is accepted. Criteria HR agencies implementing performance management systems should establish structured processes for tracking and reporting key workforce metrics, such as time-to-fill, retention rates, and employee engagement indicators. Accurate and consistent data collection is critical to evaluating organizational effectiveness, identifying operational inefficiencies, and supporting strategic decision-making. Common HR performance metrics broadly cover new hires, training, safety, equity, and HR performance according to SHRM.1F2 Best practices recommend standardizing metric definitions to ensure comparability and reliability of results. Clear benchmarks and regular performance reporting allow organizations to monitor progress over time, inform resource allocation decisions, and demonstrate accountability to leadership, employees, and external stakeholders. Guidance from SHRM emphasizes the importance of aligning HR performance metrics with organizational goals, automating data collection through applicant tracking and HRIS systems, and incorporating trend analysis to drive continuous improvement efforts. 2 https://www.shrm.org/topics-tools/tools/toolkits/benchmarking-hr-metrics Human Resources Recruitment and Retention Internal Audit Report | 7 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Condition In FY2024, HR began capturing KPIs, including percentages of highly engaged employees, days from job posting to job fill, employee retention and turnover rates, and wellness portal engagement. Other metrics including time-to-resolution of employee relations cases, employee satisfaction rates, and customer satisfaction around Departmental communication, are in development. The City does not measure KPIs related to diversity of its workforce which limits the ability to assess workforce representation, monitor equitable hiring and promotion practices, and evaluate the inclusivity of its organizational culture. In addition, the City does not measure KPIs related to temporary employees, such as temporary employee promotion to FTE, number of temporary employees by department, average length of service, and roles held, which would be helpful given the City’s use of temporary employees to fill staffing needs (see the Temporary Employees section). The table below shows common HR performance metrics the Department could consider in addition to its existing metrics and the status of the City’s adoption based on its FY2024 KPI and Initiative Report: METRIC DEFINITION PURPOSE IS THE CITY TRACKING THIS KPI? Time-to-Hire Time from when the candidate applies to the time the candidate accepts the offer. Measures recruiting efficiency and candidate experience. No Time-to-Fill Time from when the job requisition is opened to the time when the candidate accepts the job offer. This number is calculated using calendar days, including weekends and holidays. Measures recruiting cycle speed and hiring bottlenecks. Yes Attrition Percentage of employees who leave the organization (voluntarily or involuntarily) over a set period. Tracks workforce stability and helps forecast staffing needs. Yes Offer Acceptance Rate Number of Offers Accepted / Total Offers Made Measures competitiveness of compensation, employer brand, and recruiting effectiveness. No First-Year Turnover Rate Percentage of employees who leave within 12 months of hire. Evaluates onboarding effectiveness and hiring quality. No Cost per Hire (External Costs) + (Internal Costs) / Total Number of Hires in a Time Period. Assesses efficiency of recruitment process and resource allocation. No Diversity Hiring Rate Percentage of hires from underrepresented groups. Measures progress toward DEI hiring goals. No Human Resources Recruitment and Retention Internal Audit Report | 8 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Diversity Representation Percentage of workforce from underrepresented groups, broken down by level (executive, management, staff). Tracks workforce diversity and informs DEI strategies. No While the Department is tracking time-to-fill, which is an industry standard metric, the Department is tracking the metric starting from when the job requisition is created internally, rather than from when it is posted externally as that is the default tracking methodology configured in its recruitment system (NEOGOV). Since NEOGOV does not automatically track the job posting date as the starting point for time-to-fill, the Department’s ability to align this metric with widely accepted industry standards would require additional (manual) tracking until automation is available. While tracking from creation can still provide insights into internal administrative bottlenecks, measuring time-to-fill from the job posting date to the date the candidate accepts the offer is more aligned with industry standards, and shifting the measure would allow the Department to better evaluate the effectiveness of its recruitment process and timeliness. Cause While HR has established some performance metrics, the Department’s performance measurement process is still in development, and some metrics have not yet been developed. Additionally, as previously noted, staff reported challenges measuring one of the Department’s key recruitment metrics—time-to-fill—due to issues with the way NEOGOV tracks the measure. System limitations within NEOGOV and other HR platforms could be limiting the adoption and consistent tracking of key performance metrics. When systems are not configured to capture data points effectively, it becomes difficult to evaluate recruitment and retention outcomes. Effect The lack of metrics related to diversity in the workforce restricts the Department’s ability to assess workforce representation and monitor equitable hiring and promotion practices. This gap can prevent the City from identifying disparities in recruitment and retention among underrepresented groups. Implementing KPIs such as demographic representation across job levels, pay equity analyses, and employee engagement surveys disaggregated by demographic groups, would provide valuable insights into organizational equity, and inform targeted strategies for improvement. Without time-to-fill data that captures the time from when an opening is posted to filled, the Department cannot effectively evaluate the efficiency of its hiring processes. Additionally, the current method for tracking this metric overstates the length of time it takes HR to fill a posting, which can give the impression of poorer performance than reality. This also does not isolate the time the job is on the market to determine whether there are opportunities to improve HR’s process during this time, such as advertising of job description quality. This may result in prolonged vacancies, which can hinder service delivery and operational effectiveness. Additionally, without understanding the reasons behind delays in hiring, the Department may miss opportunities to streamline processes and improve candidate experience. Lastly, not tracking temporary employee metrics—such as promotion rates from temporary to full-time positions, the number of temporary employees by department, and average length of service—limits the Department's understanding of how effectively it utilizes temporary staffing to meet operational Human Resources Recruitment and Retention Internal Audit Report | 9 FOR INTERNAL USE OF CITY OF GLENDALE ONLY needs. As noted in the Temporary Employees section, tracking metrics in this area could provide valuable insights to help the City assess its reliance on temporary employees and identify opportunities for improvement in workforce planning. Recommendations The Department should continue to refine its performance measurement process to better capture progress toward the City’s goals and enhance overall HR effectiveness. This should include the following: • Expand Performance Metrics: The Department should consider broadening the range of tracked performance metrics to include temporary employee metrics and workforce diversity metrics. Workforce diversity metrics may include KPIs such as those related to demographic representation across job levels, pay equity analyses, and employee engagement surveys disaggregated by demographic groups. These metrics will provide valuable insights into workforce representation and help identify any potential disparities in recruitment and retention. Temporary employee metrics may include metrics such as promotion rates from temporary to full- time positions, the number of temporary employees by department, and average length of service. • Revise Time-to-Fill Tracking Method: To align with industry best practices, the Department should revise its time-to-fill tracking methodology to start from the job posting date rather than the creation of the job requisition. This adjustment will provide a more appropriate measure of the recruitment cycle and help identify bottlenecks in the hiring process. While this may require additional manual tracking until automation is available, it is essential for evaluating the effectiveness of recruitment strategies and improving the candidate experience. • Develop Written Methodologies for Performance Measures: The Department should create comprehensive written methodologies for all performance measures and metrics monitored. These methodologies should outline the sources of data, formulas used for calculations, and the rationale behind each metric. This documentation will ensure consistency and clarity in how metrics are defined and reported. • Automate Data Collection: Once key performance metrics are defined, the Department should work to configure HR systems to automatically capture the necessary data wherever possible. Automating data collection will reduce the administrative burden on staff, enhance data accuracy, and enable more consistent and strategic use of workforce metrics to inform decision-making. • Regular Review and Adjustment of KPIs: Establish a regular review process for performance metrics to ensure they remain relevant and aligned with the City’s evolving goals and priorities. This review should involve input from stakeholders across the City to identify any new metrics that may be necessary or adjustments needed to existing metrics. By focusing on these recommendations, the Department can enhance its performance measurement process, improve the effectiveness of its HR functions, and better support the City’s mission and strategic priorities. This proactive approach will enable the Department to make informed decisions; allocate resources effectively; and demonstrate accountability to leadership, employees, and external stakeholders. Human Resources Recruitment and Retention Internal Audit Report | 10 FOR INTERNAL USE OF CITY OF GLENDALE ONLY MANAGEMENT RESPONSE Management Agreement Partially Concur Owner Marie Bonell Target Completion Date December 31, 2025 Action Plan HR will expand its performance metrics to address the recommendations above. However, the feasibility of automating some metrics is still unknown and will require further research. We also agree on the need for Standard Operating Procedures (SOP) but do not support the development of comprehensive written methodologies for all metrics, as our focus will be on key metrics where consistency is essential. B. RECRUITMENT Recruitment Staff Capacity – Medium Risk Rating 2. Finding Limited staff capacity for recruitment results in the hiring process being slower than desired, which can limit the effectiveness of recruitment efforts and reduce the competitiveness of the City in tight labor markets. Recommendation A. Conduct a workload study of the roles involved in recruitment to assess the full scope of their duties and determine the impact of those duties on their recruitment responsibilities and reallocate work based on study results. B. Continue to review how long it takes to complete the various steps in the recruitment process to continue to identify and address specific areas that may be contributing to delays, whether delays are occurring within HR or within the hiring departments. Criteria Effective recruitment processes are designed to move efficiently from job posting to offer acceptance, balancing thorough candidate evaluation with timely vacancy fillings. According to SHRM, time-to-fill is a critical hiring metric that reflect an organization’s ability to attract and onboard qualified candidates in a competitive timeframe. While ideal timeframes vary by industry, department, and role complexity, SHRM benchmarks suggest the average time-to-fill in the government sector is 62 days for non-executives and 70 days for executives.2F3 3 https://www.shrm.org/content/dam/en/shrm/research/benchmarking/Talent%20Access%20Report-SECTOR- GOVERNMENT.pdf Human Resources Recruitment and Retention Internal Audit Report | 11 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Best practices emphasize minimizing delays between key steps in the process, such as requisition approval, job posting, screening, interviews, and final selection, through clear workflows, aligned accountability between HR and hiring managers, and sufficient staffing capacity. Streamlined, timely recruitment not only improves candidate experience but also enhances an organization’s ability to secure top talent and maintain continuity in service delivery. Condition Hiring managers reported the current recruitment process at the City is slower than desired. Recruitment is handled by departmental hiring managers in partnership with five HRBPs supported by an HR analyst. The talent acquisition process moves between the hiring manger and HR from the creation of the requisition to the filling of the role and the closing of the requisition. The hiring department initiates and approves the requisition, then HR develops the recruitment plan and opens the posting. Responsibility shifts back to the hiring manager to draft the interview questions and select panel members. Hiring managers screen applicants against the minimum and preferred qualifications and identify candidates for interviews. HR reviews and approves the interview list, and the hiring manager notifies the candidates and schedules interviews. After interviews, hiring managers submit documentation to HR and identify their choice for hire. HR reviews documentation and issues the official offer letter to the selected candidate. Once offers are sent, hiring managers are responsible for emailing rejections to the remaining applicants, and HR closes the requisition as filled. Many interviewed hiring managers and HR staff mentioned that the recruitment process often stalls as it moves between the two parties. Based on data provided by the City which shows the City’s average time to fill each month, the average time to fill ranged from 73.8 to 103.7 days throughout the year, which is higher than the benchmark mentioned above (62-70 days). As noted in Performance Metrics, the method of capturing this metric needs to be updated, but it is still a valuable indicator of the Department’s efforts to streamline recruitment and improve efficiency. According to its KPI report in 2024, the Department commendably achieved its 2024 KPI goal of reducing time-to-fill by 5%, successfully decreasing average time-to-fill by 17%. However, despite these improvements, further enhancements are still needed to align the recruitment process with industry standards and ensure timely hiring of qualified candidates. Cause While delays can occur on either side of the process (HRBPs or hiring managers), limited HR capacity—particularly when staff are balancing other responsibilities such as employee relations— was frequently cited as a primary bottleneck, slowing the overall process. The City’s HRBPs are generalists dedicated to multiple departments spanning from two large departments to six smaller departments. In addition to running recruitments as needed, they have other responsibilities such as employee relations, coordinating activities related to classification and compensation, and employee development. While this is common in an HRBP model, staff reported that the workload of HRBPs makes it difficult to sustain progress on recruitment efforts when employee relations issues arise. There is an HR Analyst role responsible for all of the NEOGOV requisition approvals, direct hires, and pre-employment testing tracking, as well as recruitment for Community Services, the City Attorney’s Office, and Transportation Service Workers. This additional support expands HRBP recruitment capacity. However, HRBPs assigned to other departments must balance recruitment responsibilities alongside a wide range of operational and employee relations tasks. The recruitment process itself is also inherently collaborative, requiring multiple back-and-forth interactions between HR and Human Resources Recruitment and Retention Internal Audit Report | 12 FOR INTERNAL USE OF CITY OF GLENDALE ONLY department hiring managers which, while necessary, introduces potential delays and administrative burden. Effect As a result of limited HRBP and HR Analyst capacity, hiring timelines can be delayed. A prolonged recruitment process can result in the loss of high-quality candidates who accept offers elsewhere before the City completes its hiring steps. Delays can also negatively impact the candidate experience, reduce the competitiveness of the City in tight labor markets, and place additional strain on departments and existing staff who must cover vacant roles for extended periods. Staff noted during interviews that delays sometimes result in candidates accepting other offers before the City is able to schedule interviews. In addition to impacting recruitment, HRBPs have less time to focus on strategic responsibilities, a core aspect of their job description. Recommendations The Department should conduct a workload study of roles involved in recruitment to assess whether the current distribution of responsibilities, particularly related to employee relations, is creating capacity constraints that slow down recruitment efforts. This analysis would help determine whether the employee relations process itself is disproportionately impacting HR bandwidth, and whether the root issue lies in overall staffing levels or in how work is allocated among team members. Findings from the study could guide decisions about restructuring roles, reallocating tasks, or adding staff where needed to support more efficient recruitment and broader strategic HR functions. Workload analyses typically include the following steps: • Identify Roles and Work Activities: In this case, the analysis will largely focus on the HRBPs and the HR Analyst, though other roles may be included as needed to comprehensively assess workload capacity in HR. Leadership should collaborate with these staff members to create a comprehensive list of major activities they engage in, including recruitment tasks, employee relations case management, classification and compensation coordination, and employee development initiatives. • Obtain Time Estimates for Workload Activities: Using a worksheet that lists each major activity, HR staff should track their time over the course of two to four weeks. It can also be helpful for staff to report the tasks they were unable to accomplish during the timeframe due to bandwidth constraints, providing insight into the impact of workload on their ability to meet responsibilities. • Analyze Activities: Once tracked, the data can be aggregated to gain a sense of overall workloads across the HR team, the time associated with specific tasks or case types, and any activity gaps. This analysis will help identify areas where staff may be overburdened and where processes may be inefficient. • Take Action: After completing the analysis, the findings should provide actionable data about areas of success, workload challenges, and staffing gaps. Leadership can then make informed decisions regarding potential restructuring of roles, reallocating tasks, or adding staff to support more efficient recruitment and broader strategic HR functions. Although performing a workload analysis as outlined above provides information about potential resource needs, it does not take the quality of work into consideration. As such, it should not be used as a stand-alone metric, but rather part of a wider conversation around staff capacity and team performance. Human Resources Recruitment and Retention Internal Audit Report | 13 FOR INTERNAL USE OF CITY OF GLENDALE ONLY HR should also continue to review how long it takes to complete the various steps in the recruitment process to continue to identify and address specific areas that may be contributing to delays, whether those delays are occurring in HR or within the hiring departments. Such insights are invaluable for making targeted improvements that can streamline the overall process. MANAGEMENT RESPONSE Management Agreement Partially Concur Owner Marie Bonell Target Completion Date Service standard goals target completion date: 7/20/2025 Second HR Analyst position target completion date: 7/1/2026 if approved as part of an FY26 supplemental budget request or part of regular FY27 budget process Action Plan While we have not conducted a formal workload or job study, we are aware of the current workload and key pressure points. To support more efficient operations, we will collaborate with Organizational Performance through their LEAN process efforts, alongside our HR Business Partners and HR Analyst, to establish service standard goals. This approach will incorporate industry best practices aimed at improving service delivery and overall effectiveness. Temporary Employees – Medium Risk Rating 3. Finding The City has 53 temporary employees who have been employed for multiple years and work 30 or more hours per week, suggesting the potential need for regular status employees. Recommendation A. Consult with departments regarding temporary employees employed over two years to determine whether the temporary status is appropriate or a regular status position is needed. B. Establish a process that determines an appropriate length of time after which a temporary employee’s department should be consulted, to ensure the continued use of temporary positions remains appropriate and aligned with organizational needs. C. The Department should include metrics relating to the use of non-seasonal temporary employees in its performance metrics reporting to monitor the use of temporary employees over time. Criteria Temporary employees play a valuable role in supporting organizational flexibility, allowing cities to respond quickly to short-term staffing needs, seasonal workload fluctuations, project-based assignments, or backfilling for employees on leave. Temporary positions can help maintain service levels without long-term budget commitments. These roles are generally limited in duration, typically not exceeding one year, and are not intended to fulfill ongoing or critical organizational functions. Human Resources Recruitment and Retention Internal Audit Report | 14 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Best practices recommend that temporary employees be used in situations where the need is clearly time-bound or transitional. Permanent positions are preferred when roles are essential to core service delivery, require long-term knowledge retention, or involve responsibilities that benefit from continuity, staff investment, and institutional knowledge. Use of temporary roles to meet ongoing staffing needs can lead to instability, operational inefficiencies, and reduced employee engagement. While temporary hiring needs flexibility, its strategic use should be aligned with broader workforce planning goals. In particular, the structure and volume of temporary positions can influence the City’s ability to attract top talent, as candidates may prioritize roles that offer benefits, stability, and growth potential. Condition The City currently employs 357 temporary employees across various departments. A majority (approximately 57%) are concentrated within the Parks and Recreation Department, which is typical, given the seasonal and programmatic nature of its operations. Subtracting the employees identified as “seasonal,” 260 of them work on a temporary or as-needed basis. Of these employees, 53 (about 20%) work 30+ hours per week and support activities and operations in a variety of functions/departments, such as Information Technology, Foothill Recreation Center, Civic Center, Grants – Police Services, Economic Development, and Human Resources. These employees’ tenure with the City ranges from 22 days to 8.59 years, the average being 1.97 years. The table below shows the top 10 departments with the highest temporary employee numbers (excluding seasonal employees) and their average years of employment. DEPARTMENT CODE DESCRIPTION NUMBER OF TEMPORARY EMPLOYEES AVERAGE NUMBER OF YEARS EMPLOYED Event Staffing 51 7.56 Foothills Recreation Center 51 2.89 Recreation 40 2.10 Adult Center 12 5.75 Citywide Special Events 9 4.82 Civic Center 8 5.09 Court Administration 8 7.33 Library 6 2.74 Police Communications 5 2.19 Special Operations 5 2.54 Cause According to HR staff, the City operates with a lean workforce, and the creation of any new positions requires City Council approval. Temporary positions could be favored over FTE creation because Human Resources Recruitment and Retention Internal Audit Report | 15 FOR INTERNAL USE OF CITY OF GLENDALE ONLY they are easier to secure during the budget process than new FTEs; however, HR indicated that if it believed a regular status employee was needed, it would request a regular status employee over a temporary employee. HR does not monitor temporary employee tenure, as they are meant to be transient by nature; therefore, the Department does not actively review how long temporary employees remain in their positions. Effect The City’s use of temporary positions may be limiting its ability to attract and retain qualified candidates. Temporary roles often do not offer the full range of benefits, provide job security, or clear advancement pathways that many applicants seek, particularly in competitive job markets. As a result, prospective candidates may opt for opportunities in other jurisdictions or sectors that provide greater stability and long-term career potential. Long-term temporary roles also raise the question of equity among workers performing the same or similar work but receiving different benefits and opportunities. Additionally, the extended use of temporary positions can create a perception of workforce instability and may diminish the appeal of City employment overall. This can be particularly challenging for departments with ongoing staffing needs, where the lack of permanent roles may hinder efforts to build institutional knowledge, foster employee engagement, and sustain high performance. Overall, long-term temporary staffing may increase turnover, reduce service continuity, and undermine the City’s broader workforce development and equity goals. Recommendations HR should collaborate with departments that rely heavily on long-tenured temporary staff to assess the nature of these roles, evaluate workload needs, and determine whether converting select positions to regular status FTEs would better support service delivery and workforce stability. This review process can also inform future staffing plans, helping ensure that temporary roles remain aligned with their intended purpose, while permanent roles are allocated where continuity and investment in employee development are needed. HR should also determine an appropriate length of time after which a temporary employee’s department should be consulted regarding the position. This threshold would not necessarily indicate an issue, but would serve as an indicator to HR to review the roles and responsibilities of that worker with department leadership to determine whether continued temporary status is appropriate. Lastly, HR should strengthen oversight of temporary employment by tracking key metrics such as the number of temporary employees by department, average length of service, and roles held. Particular attention should be given to departments with temporary employees who have been in place for an extended period beyond the threshold number of years. MANAGEMENT RESPONSE Management Agreement Partially Concur Owner Jim Brown Human Resources Recruitment and Retention Internal Audit Report | 16 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Target Completion Date July 1, 2026 Action Plan While HR does not have authority over departmental personnel budgets or FTE approvals, we will define what constitutes a long-term temporary employee and collaborate with departments to review these roles. HR will provide recommendations to department leadership as they navigate FTE requests through the City’s budget process and will strengthen oversight by tracking key metrics related to temporary employment. Training for Hiring Managers – Low Risk Rating 4. Finding Although HR provides resources to guide hiring managers through the recruitment and hiring process, it does not provide formal training for hiring managers. The resources provided to managers are primarily found on the City’s intranet, which is not user-friendly, resulting in hiring managers not being able to easily locate and use them. Recommendation A. Continue to review current hiring manger resources to identify any gaps and determine any additional resources needed to effectively support hiring managers in recruitment processes. B. Develop and implement a plan to centralize and enhance the accessibility of recruitment resources on the City’s new intranet, ensuring that all hiring managers can easily access the information they need. C. Implement a formal training program for new hiring managers in which hiring managers can ask questions and be guided through the entire process at a high level, with references to available resources at each stage. Criteria Effective internal services like HR require that employees across the City, particularly those in supervisory and managerial roles, receive comprehensive training tailored to their specific responsibilities within the City. Training programs should encompass not only the technical aspects of the recruitment process but also the organizational policies, procedures, and best practices that govern internal services. In addition to training, it is crucial that departments have access to well- organized resources and documentation that support their efforts. Departments should be equipped with the knowledge and skills necessary to navigate relevant process efficiently, ensuring that all staff understand their roles and responsibilities. This includes training on utilizing available resources, as well as fostering collaboration with internal services staff to enhance support and streamline processes. Ongoing training and support should be prioritized to reinforce learning, address emerging challenges, and promote a culture of continuous improvement within the City. Condition With a workforce of 2,340 employees that includes 482 supervisory positions, any supervisor may be called upon to manage aspects of the hiring process when a position becomes vacant. To support Human Resources Recruitment and Retention Internal Audit Report | 17 FOR INTERNAL USE OF CITY OF GLENDALE ONLY consistency and compliance, the City has developed the comprehensive Guide to the Talent Acquisition Process (the Guide), which outlines each phase of the hiring process. The Guide includes a flowchart that distinguishes the responsibilities of department hiring managers and HR/HRBPs, and which form or system should be used for each activity. The Guide also provides detailed instructions for the entire hiring process, including standard posting locations, examples of additional avenues to reach the desired talent, and guidance on communicating with candidates who are not selected. The Guide references templates and forms available for hiring manager use, both required and recommended. In addition, the Guide references the City’s NEOGOV User Manual, which provides step-by-step instructions as to how the hiring manager should navigate NEOGOV to execute the required steps. HR also made a training video demonstrating use of NEOGOV that is available to hiring managers. Despite the availability of these materials, several hiring managers expressed confusion about recruitment procedures and their specific responsibilities during the process. They indicated that they were not aware of some resources and couldn’t always locate resources they were advised to seek out. Some hiring managers discussed relying on assistance from other hiring managers to figure out the process, missing the opportunity to leverage the expertise of HRBPs for more comprehensive support. This approach not only bypasses the specialized knowledge and insights that HRBPs can offer, but also introduces the risk of inconsistency and confusion in the process. Each hiring manager might have a different understanding of the process and their role in it, leading to a more fragmented recruitment process. Cause The primary cause of the confusion among hiring managers is likely the lack of formal training on the recruitment process. While HR has developed a comprehensive set of documentation and resources to support hiring managers in filling vacancies, the lack of structured training means that hiring managers may not fully understand how to utilize these resources effectively. Although HRBPs are available to provide guidance, hiring managers often do not feel adequately prepared to navigate the recruitment process. Furthermore, while resources related to hiring practices and procedures are available on the City’s internal website, many users find this information difficult to locate. This accessibility issue may contribute to ongoing confusion and frustration among hiring managers. HR indicated that the City is in the process of developing a new intranet that aims to be more user-friendly, which could alleviate some of these challenges. Effect Without formal training and easily accessible recruitment resources and documents, the usefulness of available resources is significantly reduced. Despite the detail and robustness of the information developed for the hiring managers, the documentation can’t support hiring managers in their tasks if they can’t be easily located or accessed. The lack of training results in hiring managers feeling unprepared and uncertain about the recruitment process. The resulting ongoing frustration felt by hiring managers undermines HR’s effort to provide a comprehensive, streamlined, and structured recruitment process. Human Resources Recruitment and Retention Internal Audit Report | 18 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Recommendations HR should review current hiring manger resources to determine how they can most effectively support the hiring managers. Where gaps are identified, the Department should identify strategies to develop additional in-house trainings to cover areas of confusion and/or ensure current resources are made easily available to staff to address those areas. HR should ensure that hiring managers have easy access to all resources available to understand and perform their recruitment duties. This may be accomplished through a comprehensive webpage with direct links to all resources. Minimizing difficulty in locating information, templates, and forms would position HR to better support hiring managers during the recruitment process. HR should also develop and implement a formal training program for new hiring managers. This training should focus on the overall process and where resources can be located, ensuring that hiring managers feel confident reaching out to their departmental HRBP with questions regarding their responsibilities. MANAGEMENT RESPONSE Management Agreement Concur Owner Shannon Rodriguez-Yaeggi Target Completion Date January 1, 2026 Action Plan HR will continue to enhance a supervisory training program to include hiring and onboarding resources for supervisors. C. RETENTION Onboarding Program – Low Risk Rating 5. Finding The Department’s onboarding process lacks a feedback mechanism, which hinders HR’s ability to identify improvements to its orientation and the broader onboarding of new hires. Recommendation Develop and implement a structured onboarding survey for new hires and relevant stakeholders to gather feedback on the onboarding experience and identify areas for improvement. Criteria According to SHRM, a comprehensive onboarding program can help ensure that employees are set up for success in their new roles.3F4 Preboarding, orientation, and new-hire surveys are three essential 4 https://www.shrm.org/topics-tools/topics/onboarding/process Human Resources Recruitment and Retention Internal Audit Report | 19 FOR INTERNAL USE OF CITY OF GLENDALE ONLY elements of onboarding. While there is no concrete rule as to what onboarding must be, it is important to differentiate between orientation (usually a 1–2 day event) and onboarding, which includes orientation but is a greater process of acclimating and integrating a new employee into the City. • Preboarding: The preparation that begins from the acceptance of the job offer until the employee’s first day. The goal of preboarding is to begin the development of a relationship between the City and the incoming employee. That may occur through providing tours of their new workspace(s), providing welcome/care packages with items like mugs or other items with the City’s logo, or providing literature about the City. • Orientation: A formal meeting to introduce the new employee to the City’s structure, mission, and values; review the employee handbook; and introduce important policies. Orientation is also an opportunity for the new employee to complete any required paperwork and ask general questions. • New-Hire Surveys: A key tool employers should use to evaluate their organization’s strategies using a variety of metrics that are meaningful to the organization. SHRM recommends surveying new hires during their first year to identify pain points. In addition, mentors/buddies of those new hires should also be given surveys to identify what they believe needs improvement. Condition HR is responsible for obtaining and processing required documentation prior to the new hire’s start date. In addition, HR provides new hires with a one-day orientation to the City, including its benefits, and workplace culture. Orientations are held every other week and include sessions provided by Risk Management and Information Technology (IT) in addition to HR. The City’s Guide to the Talent Acquisition Process indicates that hiring managers should refer to the Supervisor Central section of the City’s intranet for guidance on onboarding new hires. Much of the onboarding is delegated to the departments, and HR provides checklists to direct supervisors as to what processes need to be started in preparation for a new hire prior to their first day and in the first few weeks of employment. While under consideration, HR currently lacks an employee orientation/onboarding survey to identify areas for improvement to better introduce and acclimate new employees. The City’s 2024–2025 employee satisfaction survey found that 35% of respondents were either dissatisfied with (13%) or neutral to (22%) onboarding activities over the prior 12 months. While the employee engagement survey assesses overall employee satisfaction, it does not specifically target new hires or their onboarding experiences in more detail. In reviewing turnover of the 139 employees who voluntarily left the City in under two years between FY2022 and FY2025, 105 (76%) of those separations were resignations for other jobs in the public sector. Many of these separations fell within a timeframe that could be considered the onboarding period, which can range from a couple of days to 12 months.4F5 Cause As is true in the City, onboarding processes are often decentralized with much of the onus falling on individual managers and departments. While HR is currently in the process of researching tools for 5 https://www.shrm.org/topics-tools/tools/onboarding Human Resources Recruitment and Retention Internal Audit Report | 20 FOR INTERNAL USE OF CITY OF GLENDALE ONLY conducting post-orientation surveys, this research has not been completed due to competing priorities within the Department. Effect The lack of a structured onboarding survey means that HR cannot effectively identify areas for improvement in the onboarding experience, which may contribute to the dissatisfaction expressed by employees in the satisfaction survey. Additionally, without feedback, HR and departmental leaders miss valuable insights that could enhance the onboarding process, which may contribute to higher turnover rates among new hires. A post-onboarding survey would not only help assess the effectiveness of orientation and onboarding activities, but also enable the identification of necessary adjustments or resources needed to improve the overall experience for new employees. Ultimately, enhancing the onboarding process can lead to increased employee engagement, retention, and overall organizational effectiveness. As a sizable portion of the onboarding is provided by the departments, a post-onboarding survey would also enable HR to identify where HR and City departments could adjust to improve their internal orientation and onboarding activities. Recommendations The Department should implement a structured onboarding survey designed to gather feedback from new hires and relevant stakeholders. This survey will provide valuable insights into the effectiveness of the onboarding experience and help identify areas for improvement. The onboarding survey should include questions that assess various aspects of the onboarding experience, such as: • Clarity of the onboarding process and expectations • Effectiveness of communication from HR and hiring managers • Accessibility and usefulness of onboarding materials and resources • Satisfaction with the orientation session and any training received • Opportunities for social integration and relationship-building within the team • Overall impressions of the onboarding experience and suggestions for improvement It is best practice to include both quantitative (e.g., Likert scale ratings) and qualitative (open-ended) questions to capture a comprehensive view of the new hire’s experience. Additional guidance on administering an onboarding survey includes: • Frequency of Administration: Ideally, the survey should be administered at two key points: immediately after the onboarding process (within the first month of employment) to capture initial impressions and feedback and at the end of the first year to assess long-term satisfaction and retention factors. This two-phase approach would allow the Department to gather timely feedback for immediate improvements and evaluate the onboarding experience over a longer period. • Target Audience: The primary respondents should be new hires who have recently completed the onboarding process. Additionally, consider surveying hiring managers and HRBPs to gain insights into their perspectives on the onboarding experience and any challenges they observe. • Administration Method: The survey can be administered electronically through a user-friendly survey platform (e.g., SurveyMonkey, Google Forms) to ensure ease of access and completion and to facilitate easier analysis of results. To encourage participation, HR should communicate the purpose of the survey and emphasize that feedback will be used to enhance the onboarding Human Resources Recruitment and Retention Internal Audit Report | 21 FOR INTERNAL USE OF CITY OF GLENDALE ONLY experience. HR should consider sending reminders to complete the survey to maximize response rates. • Data Analysis and Reporting: After collecting survey responses for some time (e.g., one year), begin analyzing the data to identify trends, strengths, and areas for improvement. HR should prepare a summary report highlighting key findings and actionable recommendations. Results should be shared with relevant stakeholders, including HR staff, hiring managers, and leadership, to foster a culture of continuous improvement and accountability. • Continuous Improvement: Feedback gathered from the surveys should be used to make informed adjustments to the onboarding process. The survey content should be regularly reviewed and updated to ensure it remains relevant and aligned with organizational goals and employee needs. By implementing an onboarding survey, the Department can gain critical insights into the effectiveness of its onboarding practices, identify areas for enhancement, and ultimately improve the overall experience for new hires. This proactive approach will support the City’s efforts to attract and retain top talent while fostering a positive organizational culture. MANAGEMENT RESPONSE Management Agreement Concur Owner Marie Bonell, Shannon Rodriguez, and Anne Sullivan Target Completion Date January 1, 2026 Action Plan HR will implement a survey at the conclusion of the new hire onboarding process; and will monitor the completion of the new hire's probation period to evaluate the overall quality of the hire using the performance evaluation rating. Succession Planning – Medium Risk Rating 6. Finding The City lacks cohesive succession planning strategies to address retirements and turnover. Recommendation A. Support departments in the development of employee succession plans, strategies, and timelines for all key positions. B. Periodically review data regarding employee retirements and other types of separations to identify trends regarding turnover that can be used to anticipate needs in the upcoming months or years. Criteria Succession planning is essential for ensuring leadership continuity and talent development within an organization. It involves identifying high-potential employees, enhancing employee retention through a clear commitment to career development, and mitigating risks associated with the departure of key Human Resources Recruitment and Retention Internal Audit Report | 22 FOR INTERNAL USE OF CITY OF GLENDALE ONLY personnel. According to SHRM, organizations should proactively plan for potential retirements or separations by implementing strategies such as training and development, cross-training, and capturing critical knowledge from current employees. Effective succession planning not only prepares an organization for unexpected departures, but also fosters a culture of growth and stability. Condition The City does not have a formal succession plan for its key positions. HR has not assembled and analyzed data on employee eligibility for retirement, and succession planning guidance has not been provided to departments. As is typical in any organization, departments typically do not hire replacements in time for the incumbent to adequately train and transfer knowledge, as they become aware of separation once the employee gives notice. To address positions with high turnover, some departments post positions and interview candidates in advance of vacancies. According to HR, each City department is responsible for developing its own succession plan and identifying single points of failure, enabling a proactive approach to employee departures that cannot always be predicted. However, while each department is responsible for these tasks, the lack of a coordinated approach to succession planning at the City means that many departments may not have adequately developed succession plans for key positions. Between FY2022 and FY2025, there were 500 separations within the City. Eleven percent (53) of those separations were retirements. Those retirees worked at the City for between 2.5 years and 43 years. The average tenure with the City before retirement was 20.7 years, indicating a significant loss of institutional knowledge. Loss of institutional knowledge poses a risk to the City, as it can lead to operational disruptions, hinder the transfer of critical skills and expertise, and negatively impact service delivery, particularly if there are no established succession plans in place to ensure continuity. Cause While it makes sense that individual departments are responsible for developing their own succession plans, HR currently does not take an active role in guiding or facilitating these efforts. Without HR involvement, departments may not have the necessary resources or expertise to create effective succession plans. According to HR staff, HRBPs—who would be the employees most likely to have the access to departments to anticipate upcoming retirements and separations—do not have the capacity to oversee another ongoing activity in addition to current responsibilities. Departmental staff also indicated that many of them would not have the ability to take time away from their day-to-day obligations to work on a succession plan, even though everyone agreed that they need one. Therefore, it is unclear to what extent the various departments have developed succession plans. Effect Without succession strategies for key positions, the City is at risk of losing the knowledge of staff that turnover or retire, interrupting operations. Succession planning will continue to become increasingly important as more and more Baby Boomers near retirement age. Departments typically do not have the ability to hire replacements in time for the incumbent to adequately train and transfer knowledge. A lack of consistent succession planning also means that HR is not monitoring its workforce’s knowledge and skillset to ensure that it is providing the needed training for growth and promotion or Human Resources Recruitment and Retention Internal Audit Report | 23 FOR INTERNAL USE OF CITY OF GLENDALE ONLY hiring employees at the levels needed to maintain operations in the absence of key personnel. HR’s involvement in these processes can help ensure that unexpected separations can be adequately addressed internally. Recommendations On an ongoing basis, HR should analyze employee demographics to forecast potential retirements and prioritize the development of succession strategies for those positions most likely to be impacted by retirements. HR should monitor metrics relating to retirements to identify trends in separation and cultivate communication with departments relative to expected and anticipated vacancies. Upcoming needs should inform the employee trainings available. HR should also partner with department heads to develop a strategy and timeline for the development of succession plans for key positions, with priority placed on management, subject matter experts, and divisions with a high volume of staff eligible for retirement or a history of higher-than-average turnover. Succession strategies should address knowledge transfer, leadership development, and technical training. HR should prepare a template for succession plans, provide guidance and technical support, and review departmental plans to ensure completeness and accountability. An effective succession planning process should contain the following elements: • Active executive involvement • Integration with a City-wide strategic plan • Process to identify essential positions and their critical competencies • Procedure to identify, promote, and select high potential staff, along with plans for individual career development • Procedure to monitor individual development through coaching, mentoring, and performance management • Method to identify and fill gaps in succession (e.g., strengthen internal capabilities and/or recruit from the outside) • Regular review of each plan to ensure its effectiveness • A procedure to review each essential position’s plan to ensure its effectiveness • A project plan with clear milestones to guide implementation It is important to note that identifying opportunities for promotions and individual career planning is likely subject to the terms of labor agreements. However, succession plans should identify actionable items that departments are able to complete to support operational stability. MANAGEMENT RESPONSE Management Agreement Concur Owner Jim Brown Human Resources Recruitment and Retention Internal Audit Report | 24 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Target Completion Date January 31, 2026 Action Plan HR will continue to collaborate with departments to create succession plans for key positions, using a standardized template and timeline. Training and Career Growth Opportunities – Medium Risk Rating 7. Finding The Department lacks a well-developed employee development program that empowers employees to plan and prepare for future growth and promotional opportunities. Recommendation A. Conduct a comprehensive review of current trainings and e-learning resources to assess their effectiveness in supporting employee development goals, identify any gaps, and develop strategies for enhancing in-house training or sourcing external resources. B. In collaboration with department leaders, actively enhance the employee development program by implementing Individual Development Plans (IDPs) for all employees and establishing clear career ladders and career paths, thereby providing tailored growth opportunities and a transparent framework for advancement within the City. Criteria According to SHRM, employee development refers to training and related opportunities for employes to gain new skills and competencies, a strategic tool for an organization’s continuing growth, productivity, and ability to attract and retain valuable employees.5F6 Employees are more easily retained in organizations where they feel valued and can see a long-term career path. Key components of a training and development program include: • Training: Organizations should offer a variety of training opportunities, including onboarding, skills development, and supervisory training, to ensure employees are equipped to perform their roles effectively and are prepared for future responsibilities. • Career Paths: These tools provide employees with mechanisms to enhance their skills and knowledge, leading to mastery of their current jobs, promotions, and transfers to new or different positions. Implementing career pathways can improve overall morale, career satisfaction, motivation, and productivity. • IDPs: IDPs are essential for outlining an employee’s career goals and the corresponding learning outcomes needed to achieve those goals. They should be tailored to align with the requirements of each position and provide a roadmap for professional growth. • Mentorship and Support: Establishing mentorship programs can facilitate knowledge transfer and provide employees with guidance and support as they navigate their career paths. 6 https://shrm.org/topics-tools/tools/toolkits/developing-employees Human Resources Recruitment and Retention Internal Audit Report | 25 FOR INTERNAL USE OF CITY OF GLENDALE ONLY Condition The Department oversees professional development for City employees. The City provides online education through the NEOGOV Training Module, has a mentoring program, and has been looking into job shadowing. Some departments also have apprenticeship programs. While supervisory training has not been available in recent years, the department launched a supervisor training in 2024. This program includes three courses designed for supervisors. HR anticipates that the entire program will take approximately four years to complete, as there are nearly 500 supervisors in the City. Effective supervisory training is crucial for equipping leaders with the skills and knowledge necessary to manage their teams effectively, foster employee engagement, and ensure a positive work environment, ultimately contributing to the City’s overall success. The City’s recent employee satisfaction survey found that 48% of employees were neutral or dissatisfied with the available employee programs for organizational development and training, 38% were neutral or dissatisfied with the professional development training offered through NEOGOV, and 44% of employees were neutral or dissatisfied with supervisory training programs. While the new supervisory training series is a direct response to employee requests, these trainings only benefit the development of a subset of the City’s workforce. City employees indicated that more trainings are needed, in addition to those for supervisors. Furthermore, HR has not worked with departments to create career ladders, career paths, or IDPs for employees, which limits an employee’s ability to see clear pathways for advancement and growth within the City. Establishing these tools provides employees with a sense of direction and purpose, enhancing job satisfaction and encouraging retention by demonstrating the City’s commitment to professional development. Cause The City’s training program(s) were scaled back during the COVID-19 pandemic and have not yet recovered. The Department is in the process of rolling out a supervisory training, and is considering other training opportunities but has not yet developed a comprehensive plan to make its program more robust and inclusive of the larger population. Effect According to SHRM, employees are generally more engaged when they believe that their employer is concerned with their growth and provides avenues to reach individual career goals.6F7 The lack of career direction and guidance may be contributing to ambivalence or dissatisfaction among a large number of employees, leading to decreased morale and increased turnover. This disconnect can result in the City losing valuable talent and institutional knowledge, which can hinder overall organizational performance and service delivery. Furthermore, the inability to provide clear pathways for advancement may deter potential candidates from seeking employment with the City, ultimately impacting its ability to attract and retain top talent. Recommendation HR should review current trainings in development as well as e-trainings to determine whether they are effectively supporting the City’s employee development goals. Where gaps are identified, HR 7 https://shrm.org/topics-tools/tools/toolkits/developing-employee-career-paths-ladders Human Resources Recruitment and Retention Internal Audit Report | 26 FOR INTERNAL USE OF CITY OF GLENDALE ONLY should identify strategies to either develop additional in-house trainings or identify external resources that can be made available to staff. There should be a particular continued focus on building a robust management development track that can equip new managers with the skills they need to be successful in their leadership role. HR should also work with department leaders to actively develop a more robust employee development program by incorporating methods such as IDPs, career ladders, and career paths into its current activities. • Implementation of IDPs: HR should introduce IDPs for all employees, allowing them to articulate their career aspirations and identify the skills and training necessary to achieve those goals. Each IDP should be tailored to the individual’s current role and future ambitions and include specific learning outcomes and timelines for achieving them. Regular check-ins between employees and their supervisors should be established to discuss progress, provide feedback, and adjust development goals as needed. • Development of Career Ladders and Career Paths: HR should work with department leaders across the City to create clear and structured career ladders and career paths for positions. This initiative will provide employees with a transparent framework for advancement, detailing the skills, competencies, and experiences required for each level. By establishing these pathways, employees will have a clearer understanding of potential career trajectories, which can enhance motivation and engagement. Additionally, HR should ensure that these career paths are communicated effectively to all employees so that they are aware of the opportunities available to them. By focusing on improved training and career advancement, HR can foster a culture of growth and development that not only supports individual employees in their career journeys, but also enhances overall organizational effectiveness and retention. MANAGEMENT RESPONSE Management Agreement Concur Owner Shannon Rodrigues-Yaeggi Target Completion Date March 31, 2026 Action Plan We will continue to review and enhance employee development programs. We will collaborate with departments leaders to review appropriate career path opportunities. Human Resources Recruitment and Retention Internal Audit Report | 27 FOR INTERNAL USE OF CITY OF GLENDALE ONLY APPENDIX A: DEFINITIONS OF ASSESSMENT FINDING RANKINGS We utilized the City’s IIAP risk rankings, presented below, and assigned rankings to our findings based on our professional judgment. A qualitative assessment of high, medium, or low helps to prioritize implementation of corrective action, as shown in the following table: ASSESSMENT FINDING RANKING DEFINITIONS HIGH Findings with a high likelihood of causing significant negative impact (i.e., pose a threat to achieving organizational objectives) if not promptly addressed. Recommendations from high-risk findings should be implemented (preferably within three months). MEDIUM Findings with a medium likelihood of causing negative impact if left unaddressed. These should be prioritized for corrective action to improve performance. Recommendations arising from medium-risk findings should be implemented in a timely manner (preferably within six months), to address moderate risks and strengthen or enhance efficiency. LOW Findings with a low likelihood of causing significant negative impact (i.e., pose a threat to achieving organizational objectives) if not promptly addressed. Recommendations arising from low-risk findings should be implemented within 12 months. H M L