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HomeMy WebLinkAboutAudit Reports - Public - City Fees Internal Audit - 3/24/2023 This report is intended for the internal use of the City of Glendale, and may not be provided to, used, or relied upon by any third parties. Proprietary & Confidential FINAL REPORT City of Glendale CITY FEES INTERNAL AUDIT March 24, 2023 Moss Adams LLP 999 Third Avenue, Suite 2800 Seattle, WA 98104 (206) 302-6500 City Fees Internal Audit FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Table of Contents Executive Summary 1 A. Objectives 1 B. Conclusions 1 Introduction 4 A. Introduction 4 B. Background 4 C. Methodology 4 D. Commendations 5 Findings and Recommendations 6 Appendix A: Policy Recommendations 23 Appendix B: Fee Cost Comparisons – Full Information 25 Appendix C: Fee Rate Comparisons – Summary 30 Appendix D: Building Permit Fees Peer Comparison 34 City Fees Internal Audit | 1 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY EXECUTIVE SUMMARY Moss Adams LLP (Moss Adams) assessed the state of the City of Glendale’s (the City) fees, including the extent to which the City’s fees aligned with similar peer fees in regard to pricing and design. In addition, we assessed the extent to which City fee policies and practices align with best practices. Due to the nature, scope, and objectives of this engagement, Moss Adams is not presenting findings in the format that directly identifies the cause, criteria, condition, and effect for every finding. While each element of a finding is incorporated, we did this to produce a more naturally flowing narrative for the readers of this report. We also chose this format given the project’s emphasis on peer comparisons and the applicability of those peer comparisons to multiple findings. To conduct this assessment, we interviewed staff and reviewed documented policies, procedures, fee schedules, other resources provided, and best practices established by industry groups such as the Government Finance Officers Association (GFOA). We also inventoried City fees and compared them to the cities of Mesa, Peoria, Phoenix, Tempe, and Scottsdale, comparing the number of fees by type as well as the cost of key fees. The costs of fees were compared for a selection of 28 fees that were frequently used, associated with a high level of revenue, and spread across the different fee categories. This engagement was performed in accordance with Standards for Consulting Services established by the American Institute of Certified Public Accountants. Accordingly, we provide no opinion, attestation, or other form of assurance with respect to our work or the information upon which our work is based. This engagement was also performed consistent with the guidance issued by the Institute of Internal Auditor’s International Professional Practices Framework. This report was developed based on information gained from our interviews and analyses of sample documentation. The procedures we performed do not constitute an examination in accordance with generally accepted auditing standards or attestation standards. The audit scope included City fees relating to building/safety/fire inspections, permitting, business licensing, and penalty/late fees from 2020 to 2022. The objectives for this engagement were to: • Assess the extent to which City fees align with similar peer fees, specifically in regard to fee pricing and design • Assess the extent to which City fee policies and practices align with best practices Findings and recommendations are summarized below. Detailed findings and recommendations are provided in Section III of this report. City Fees Internal Audit | 2 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY FINDINGS AND RECOMMENDATIONS Fee Complexity and Interpretation Challenges 1. Findings The City has notably more fee types than its peers, particularly in regard to building safety and fire department fees. Despite this higher number of fees, a small percentage of fee types make up the vast majority of fees used and total revenues from fees. City fee complexity contributes to confusion by frontline staff responsible for interpreting fees, increasing the risk that fees are applied inconsistently. The City does not have formal priorities indicating that ease of interpretation should influence fee design, but the City has recognized this complexity and started to take action to address it. Recommendations 1. The City should develop and adopt formal policies and procedures dictating factors to be considered when establishing fees. These policies should address how ease of fee collection and interpretation will be considered when designing fees. 2. The City should formally update the design of fees to ensure that fees can be consistently interpreted by City staff and the public. 3. The City should develop and adopt formal policies, procedures, and guidance documents detailing how fees should be interpreted and applied. These policies should designate the criteria to be used in decision-making and where any exceptions (if applicable) may be made. 4. The City should develop and implement training for staff responsible for fee interpretation. The training should address how fees should be interpreted, the rationale for user charging, and the operation of the charge system. Fee Costs 2. Findings The City’s fee rates generally align with comparable peer rates. However, deviations can be found on a fee-by-fee basis, and many fees across jurisdictions are not equivalent. The City has not conducted a fee study since 2012 and currently lacks data on the extent to which fees align with actual costs. The City does not have a comprehensive policy framework for pricing fees. The City has not consistently implemented its policy for interim fee adjustments, further hindering cost alignment with fees. Recommendations 5. The City should establish policies that identify factors considered when pricing fees, establishing cost recovery goals for fees, and defining the circumstances in which the City would subsidize a fee. 6. The City should establish policies that dictate how frequently fees will be reviewed for comprehensive updates. 7. The City should establish the policies, procedures, and internal controls necessary to create a consistently implemented methodology for interim fee pricing changes between comprehensive updates. 8. The City should conduct a fee study that identifies the full costs of providing key services and utilizes long-term forecasting to determine rates. City Fees Internal Audit | 3 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY FINDINGS AND RECOMMENDATIONS Framework for Assessing Fee Efficacy 3. Findings It is unclear whether fees align with organizational goals because the City does not have a framework for evaluating and monitoring the performance of fees. Recommendations 9. The City should develop and document formal goals for City fees. If multiple goals are identified, the City should articulate how competing goals should be prioritized. 10. The City should develop and implement a performance monitoring framework for fees to ensure ongoing alignment with the City’s fee goals. Performance measures should be communicated internally and externally. Fees and the Public 4. Findings The City does not have a formalized process for providing information and feedback opportunities to citizens and stakeholders prior to fee adoption. The City also does not provide public information on fee subsidization. Recommendations 11. The City should develop and adopt a formal framework for informing the public and soliciting input on fees. 12. After the City reassesses its fees through a comprehensive fee study, it should utilize this new cost data to create publicly available information on the amount of subsidy involved in each fee. City Fees Internal Audit | 4 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY INTRODUCTION Moss Adams was contracted by the City to perform an internal audit of the Citywide fee-setting process. This audit was focused on design and interpretation of fees, the alignment of City fees with peers, and the alignment of City fee-setting practices with industry standards. This internal audit was performed as part of the Fiscal Year (FY) 2022 Annual Audit Plan developed by the City’s Independent Internal Audit Program. Moss Adams conducted this engagement between November 2022 and February 2023. Fees for services are an integral part of operations across a number of City departments, including Building Safety, Engineering, Planning, Transportation, and Water Services. Through fees, these departments recover some of the costs of services provided to residents, developers, and other stakeholders. Fees are currently processed and recorded through the City’s Hansen system, though the City is hoping to obtain a replacement system in the near future, as Hansen is no longer supported. The last comprehensive analysis of City fees took place in 2012. Since then, fees have been iteratively modified to reflect increasing costs, but have not been assessed in detail to determine cost recovery or effectiveness. The City engaged Moss Adams to perform a review of City fees relating to building inspections, permitting, business licensing, and penalty/late fees. The review excludes development impact fees and rates for special services (such as landfill, water/sewer, bulk trash, courts, civic center, rentals, cemetery, etc.). This review was designed to assess the City’s fee-setting and adjustment processes as well as to benchmark the existing fee schedule with peer municipalities to identify potential opportunities for simplification or other adjustments. In order to obtain an understanding of City fees, we conducted focus groups with City personnel, analyzed City documents and data pertaining to fees, compared City fee activities to best practices, and compared the City’s fees to peer cities. We performed the following detailed analyses: • Fee Usage Analysis: We requested data from the City’s Hansen fee system, detailing (1) the number of times each fee has been used and (2) the total revenue generated from these fees. From this, we were able to determine the most commonly used fees and which fees generated the most revenue. • Best Practices Analysis: We assembled best practices on government fees from the GFOA, the U.S. Government Accountability Office, and the Organization for Economic Co-operation and Development. We then analyzed City fee practices from our document review, data analysis, and focus groups, determining the extent to which City practices align with these best practices. • Peer Comparison, Complexity Analysis: We obtained fee schedules from five peer cities (Mesa, Peoria, Phoenix, Tempe, and Scottsdale) and compared them to the City’s fees. We analyzed the relative complexity of these fee schedules, focusing on the following aspects: ○ Each city’s total number of fees City Fees Internal Audit | 5 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY ○ Each city’s number of fees per department (e.g., building safety and fire department) ○ Each city’s number of fees in departmental sub-categories (e.g., building safety plan review and fire department permits) • Peer Comparison, Cost Analysis: We selected 28 commonly used City fees across all departments and compared the structure and cost of these fees to those of peer cities. Where the structure of peer fees aligned with those of the City, we analyzed the differences in cost between the City and peers. The purpose of this section is to highlight the hard work and continued efforts of City staff in promoting high-quality fee-related activities throughout the organization. Throughout our engagement with the City, staff were responsive to communications, eager to help, and forthcoming with information. These actions illustrate an important, shared commitment to the continuous improvement of City performance. This organizational strength will be invaluable when implementing the recommendations contained in this report. City Fees Internal Audit | 6 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY FINDINGS AND RECOMMENDATIONS Based on the information gathered from interviews and documents reviewed, as well as comparisons to best practices, we prepared a comprehensive set of findings and recommendations, detailed below. Our aim is to provide the City with actionable information on opportunities for improvement. Our recommendations are intended to impact the operational effectiveness and efficiency of the City’s fee-setting practices. 1. Findings The City has notably more fee types than its peers, particularly in regard to building safety and fire department fees. Despite this higher number of fees, a small percentage of fee types make up the vast majority of fees used and total revenues from fees. City fee complexity contributes to confusion by frontline staff responsible for interpreting fees, increasing the risk that fees are applied inconsistently. The City does not have formal priorities indicating that ease of interpretation should influence fee design, but the City has recognized this complexity and started to take action to address it. Recommendations 1. The City should develop and adopt formal policies and procedures dictating factors to be considered when designing fees. These policies should address how ease of fee collection and interpretation will be considered when designing fees. 2. The City should formally update the design of fees to ensure that fees can be consistently interpreted by City staff and the public. 3. The City should develop and adopt formal policies, procedures, and guidance documents detailing how fees should be interpreted and applied. These policies should designate the criteria to be used in decision-making and where any exceptions (if applicable) may be made. 4. The City should develop and implement training for staff responsible for fee interpretation. The training should address how fees should be interpreted, the rationale for user charging, and the operation of the charge system. The City has notably more fee types than its peers, particularly in regard to building safety and fire department fees. The City has 539 fees in the City Fee Schedule, 28% higher than the peer average of comparable fees of 421, and 42% higher if the City of Phoenix (which has 736 comparable fees) is excluded from the peer comparisons. The City’s Building Official developed a simplified fee schedule in coordination with departments, which if implemented would reduce the number of fees from 539 to 338. This is included in the exhibit below for comparisons (See Exhibit A). City Fees Internal Audit | 7 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Part of the difference between the City and its peers can be explained by the larger number of building safety fees that the City has compared to its peers; the City has 225 fees of this type compared to the peer city average of 108. In particular, the City has a much higher number of building permit fee types than its peers (159 vs. 29). The City has notably more fire department-driven fees than its peers as well, with the exception of the City of Phoenix. While the City has only slightly more fire-specific fees than the peer average (138 vs.104), it has significantly more than the median number of fees (42). Exhibit A: Peer City Fee Count Comparisons City Total Fees Building Safety Engineering Planning Transportation Fire Utility Services Glendale (Current) 539 226 55 61 27 138 32 Glendale (Simplified) 338 105 32 61 16 92 32 Mesa 350 127 54 114 19 25 11 Peoria 212 25 100 54 23 10 N/A Phoenix 736 157 67 160 8 344 N/A Tempe 398 36 133 52 16 97 64 Scottsdale 408 195 62 72 N/A 42 37 Peer Average 421 108 83 90 17 104 38 Peer Median 397 127 67 72 18 42 37 Despite this higher number of fees, a small percentage of fee types make up the vast majority of fees used and total revenues from fees. Among the fees reviewed in this audit, the top 1% of fees (a total of three fee types) made up 59% of total fee revenues from 2020 to 2022, and the top 10% of fees (a total of 48 fee types) made up 84% of total revenues of fees from 2020 to 2022. Some fees are rarely used, with a relatively small number of fees being used often, and some scarcely being used at all. Only 279 fees were used more than once between 2020 and 2022. This means that of the 539 fees in the fee schedule, 48% were used either once or not at all, and 55% were used five times or fewer in the last three years. These rarely used fees had a limited impact on City revenues as well. Fees that were used five times or fewer (55% of fees) accounted for only 0.4% of total fee revenue from 2020 to 2022. City fee complexity contributes to confusion by frontline staff responsible for interpreting fees, increasing the risk that fees are applied inconsistently. Staff indicated that fees can often be ambiguous and overly complex, and that different fees from the fee schedule may be applied for the same circumstances. Staff indicated that they attempt to apply fees in accordance with the fee schedule but do not always follow the schedule strictly when the fee seems out of alignment with City Fees Internal Audit | 8 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY reasonable costs, when the submitter raises complaints, or when the fee schedule is too ambiguous to arrive at a clearly consistent interpretation. This inconsistent interpretation has the potential to result in inequitable treatment of residents and businesses. It also may contribute to unnecessary fee refunds, costing staff time and effort to process. With fee complexity impeding staff interpretations of fees, it is likely also impacting the transparency of fees to the community. In addition to a complex fee structure, challenges with fee interpretation may be driven by a lack of clear staff guidance. The City does not have formal training, polices, procedures, or guidance documents to help inform staff on how to interpret fees appropriately. Instead, staff indicate that they rely on team conversations and institutional knowledge to understand which fees to apply and resolve potential fee-related issues. Training can be used to help resolve ambiguities, support consistent application of fees for similar projects, and answer key questions, such as whether the fee schedule should be followed strictly and if, and when, staff discretion is allowable. The City does not have formal priorities indicating that ease of interpretation should influence fee design, but the City has recognized the complexity of their fee structure and started to take action to address it. City staff indicated they have informal goals for fees to achieve cost recovery and competitiveness, but the City does not have formal policies or procedures that inform the design of fees. As noted above, the City’s Building Official developed a simplified fee schedule in coordination with departments, which if approved by City Council and implemented, would reduce the proposed number of fees from 539 to 338. Staff indicated that the current permitting software could not be reprogrammed to reflect this simplified fee schedule; however, they are in the RFP process to implement a new system along with a refined fee schedule. The City should implement a series of policies, processes, and design reforms to create a fee structure that is streamlined enough to be user-friendly and consistently interpreted by trained staff, while remaining comprehensive enough to reflect the complexities of City activities and the cost recovery needs of these activities. Each of the four following recommendations, targeted at different aspects of City fees, will help to resolve the organizational difficulties associated with fee complexity. Recommendation 1: Policies and Procedures – Factors for Fee Establishment The City should develop and adopt formal policies and procedures dictating factors to be considered when establishing fees. These policies should address how ease of fee collection and interpretation will be considered when designing fees. To establish fees that align with goals, the City must first develop goals and priorities for fees. The City should develop and adopt formal policies and procedures delineating factors to be considered when establishing and designing fees. These policies should address how the City will consider ease of fee collection and interpretation when designing fees. Other factors that the City could consider include goals relating to cost recovery, competitiveness with peer cities, how equitable fee impacts are, reasonableness of fees relative to proposed project costs, or other goals that align with City priorities. Industry standards recommend that organizations adopt formal policies regarding charges and fees, and that these policies consider the specifics of how fees and charges will be levied.1 1 Government Finance Officers Association, (2014). GFOA Best Practices: Establishing Government Charges and Fees. Chicago, IL: GFOA. Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. City Fees Internal Audit | 9 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY By incorporating these considerations into a formal policy, the City can help ensure that fee complexity and ease of interpretability is considered when fees are designed. This will in turn lead to a more streamlined fee structure. Importantly, formalizing this knowledge within policy ensures that the goals for fees are preserved as an organizational priority, instead of remaining informal institutional knowledge that can change with staff turnover. A consolidated list of policy recommendations and there purposes can be found in appendix A for easy reference. MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Most of the 12 recommendations consider fees from establishing fees, what fees are based on, subsidies, ease of use, interpretation, reporting, metrics and similar factors. The next step will likely be a workshop with City Council to explain the current state of the fees, and issues with interpreting fees. The conclusion of the workshop would be for direction on staff recommendations and guidance. Recommendation 2: Fee Design Update The City should formally update the design of fees to ensure that fees can be consistently interpreted by City staff and the public. After designing policies establishing fee priorities, the City should update the design of City fees in alignment with those priorities to ensure that fees can be consistently interpreted by City staff and the public. The City should balance the complexity that is necessary to capture City activities and cost recovery with the simplicity necessary for fees to be user-friendly and consistently interpretable. The City’s initial efforts to simplify fees represent a positive step in the right direction towards this end. Because improved usability of City fees is a goal of this redesign, input from staff and public stakeholders should be utilized in the redesign process (see the Fees and the Public section). City Fees Internal Audit | 10 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Previous studies and fee updates have suggested simplification of the fee schedule. More recently staff and public stakeholders have reviewed and redesigned the fee schedule at the request of City Council (three Council Members participated), which lead to a much shorter schedule. This recommendation was deferred until a new software system was adopted. The RFP process has just begun, so this is the appropriate time to revisit this with Council. Recommendation 3: Policies and Procedures – Fee Interpretation and Application The City should develop and adopt formal policies, procedures, and guidance documents detailing how fees should be interpreted and applied. These policies should designate the criteria to be used in decision-making and where any exceptions (if applicable) may be made. The City should also create formal tools to help ensure consistent interpretation and application of fees. For example, the City should develop and adopt documented policies, procedures, and guidance detailing how fees should be interpreted and applied. These guidelines should designate the criteria to be used in decision-making and where any exceptions (if applicable) may be made. Exceptions could include instances where fees as designed do not align with the scale of the project, or wherein the project does not neatly fall into established fee categories This enhanced guidance can reduce inconsistency by creating uniform interpretation and application methodologies for staff. Inconsistency occurs when staff interpret (or would interpret) the same situation in two different ways. Formal guidance creates a shared set of principles for interpreting ambiguity, reducing the likelihood of interpreting an ambiguous situation in different ways and applying different fees. City Fees Internal Audit | 11 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY MANAGEMENT RESPONSE Management Agreement Agree, the majority of projects fit the in the predefined fee structure, but how to handle the few that do not is difficult. Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan This policy would be part of the larger Fee Workshop with City Council. Staff would seek direction on staff recommendations and guidance. Recommendation 4: Staff Training The City should develop and implement training for staff responsible for fee interpretation. The training should address how fees should be interpreted, the rationale for user charging, and the operation of the charge system. Finally, the City should develop and implement training for staff responsible for fee interpretation, ensuring that frontline staff can effectively and consistently apply the revised fee schedule. The training should address how fees should be interpreted, the rationale for user charging, and the operation of the charge system. Frontline staff are the ones who ultimately produce the tangible benefits created by the above three structural improvements to fee complexity. Investing in this professional development increases the ability of staff to successfully implement these efforts to streamline fees and increase consistency. Additionally, industry standards recommend training staff on the rationale for user charging and the operation of the charging system, helping staff to have a broader understanding of how their responsibilities relate to larger City operations and strategy.2 MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Permitting Supervisor Target Completion Date April 1, 2023 Action Plan The Monday morning weekly meeting for permitting and processing staff members has restarted after a short hiatus to address submittal, fee, and permit process training. 2 Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. City Fees Internal Audit | 12 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY 2. Findings The City’s fee rates generally align with comparable peer rates. However, deviations can be found on a fee-by-fee basis, and many fees across jurisdictions are not equivalent. The City has not conducted a fee study since 2012 and currently lacks data on the extent to which fees align with actual costs. The City does not have a comprehensive policy framework for pricing fees. The City has not consistently implemented its policy for interim fee adjustments, further hindering cost alignment with fees. Recommendations 5. The City should establish policies that identify factors considered when pricing fees, establishing cost recovery goals for fees, and defining the circumstances in which the City would subsidize a fee. 6. The City should establish policies that dictate how frequently fees will be reviewed for comprehensive updates. 7. The City should establish the policies, procedures, and internal controls necessary to create a consistently implemented methodology for interim fee pricing changes between comprehensive updates. 8. The City should conduct a fee study that identifies the full costs of providing key services and utilizes long-term forecasting to determine rates. Among the 28 fees reviewed in this audit, the City’s fee rates generally align with comparable peer rates; however, deviations can be found on a fee-by-fee basis, and many fees across jurisdictions are not equivalent (see Appendix B through Appendix D). Building permit fees, the fees associated with the highest fee revenue from 2020–2022, are very similar to peers. The only significant deviations from building permit peer averages are lower City fees for projects valued below $10,000, as well 5% to 10% lower City fees for building valuations between $350,000 and $3,500,000 (see Appendix D). In contrast, the City’s Water Meter fees are notably lower than peer cities. With the exception of eight- inch meters, these City fees range from 22% to 75% of comparable peer fee averages (see Exhibit B). Exhibit B: Water Meter Fee Comparisons Meter Size Glendale Peer Average Peer Average – Glendale Glendale % of Peer Average 5/8 inch N/A $680 NA NA 3/4 inch $127 $700 ($457) 22% City Fees Internal Audit | 13 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Meter Size Glendale Peer Average Peer Average – Glendale Glendale % of Peer Average 1 inch $222 $794 ($451) 33% 1.5 inch $507 $1,051 ($612) 45% 2 inch $634 $1,203 ($689) 48% 3 inch $1,901 $3,625 ($4,036) 32% 4 inch $2,789 $4,527 ($3,600) 44% 6 inch $5,070 $5,331 ($1,720) 75% 8 inch $9,686 N/A $1,436 117% More differences on a fee-by-fee basis are provided in Appendix B, C, and D, which demonstrate how 28 City fees compare to peers. It is important to note that there were many fees in each jurisdiction that were not comparable. The City has not conducted a fee study since 2012 and currently lacks data on the extent to which fees align with actual costs. The 2012 study, which serves as the basis for current fees, was conducted with two objectives: recovering full costs and aligning fees with peers. Given that the study was over 10 years ago; organizational and service changes have likely rendered its cost calculations obsolete. The study did not include any long-term forecasting when determining rates, instead calculating full costs based on the current costs of delivering service during the assessed year. The City does not maintain cost data that would allow it to determine the extent to which fee revenues align with actual costs. While City policy mandates adjustments to costs annually using the International Code Council Building Valuation Schedule (ICCBVS) and the Consumer Price Index for All Urban Consumers (CPI-U), City staff responsible for applying fees report that fees regularly appear out of alignment with actual costs. The City does not have a policy that dictates when comprehensive fee studies should be performed or what factors should be considered when pricing fees. Without such policies in place, there is not a clear impetus for the City to complete these comprehensive updates to ensure that fees achieve cost recovery goals, nor is there appropriate guidance for how fees should be priced after such updates are performed. The City has not implemented its existing policy for adjusting fees consistently, further hindering cost alignment with fees. City code states that the Community Development Fee Schedule and building permit fees “shall be reviewed and approved by the City Council on an annual basis,” but the Council has not reviewed these fees since 2019. Additionally, the City code states that Community Development Fee Schedule “shall be adjusted annually in accordance with the CPI-U (Consumer Price Index Urban Consumers) inflationary index.” While this language does not explicitly state the fee must be increased directly according to the CPI-U, the CPI-U has not been used consistently to update fees, especially during the pandemic as was common among municipalities. City Fees Internal Audit | 14 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Not all fees have been updated uniformly using the CPI-U, and the specific CPI-U figures used to update fees have not always been annual inflation metrics.3 Industry standards recommend establishing clear frameworks for fee-setting through comprehensive policies and procedures.4 These best practices indicate that policies should define cost recovery goals and identify factors to be considered when pricing fees.5 Industry standards also recommend that cities review and update charges periodically based on factors that affect costs and use long-term forecasting to help ensure that fees anticipate future costs in providing services.6 Recommendation 5: Policies and Procedures – Pricing Fees The City should establish policies that identify factors considered when pricing fees, establishing cost recovery goals for fees, and defining the circumstances in which the City would subsidize a fee. The City should develop and adopt formal policies and procedures identifying the factors considered when pricing fees. These pricing policies should align with the policies around establishing and designing fees (see Finding 1, Recommendation 1) and should reflect the goals of City fees (see Finding 1, Recommendation 3). These pricing policies should establish cost recovery goals for fees, explaining the circumstances that influence whether a fee is set at or below 100% of full cost, such as comparability with peer cities. Defining the factors that influence fee pricing is the first step to ensuring fees support City goals and recover adequate costs. 3 Because City policy dictates annual adjustments, an annual inflation metric must be used to update fees. To accurately reflect inflation, this annual metric must be from the same month each year, otherwise inflation from some months is double-counted and inflation from other months is not counted at all. 4 Government Finance Officers Association, (2014). GFOA Best Practices: Establishing Government Charges and Fees. Chicago, IL: GFOA. 5 Government Finance Officers Association, (2014). GFOA Best Practices: Establishing Government Charges and Fees. Chicago, IL: GFOA. Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. 6 Government Finance Officers Association, (2014). GFOA Best Practices: Establishing Government Charges and Fees. Chicago, IL: GFOA. U.S. Government Accountability Office, (2008). Federal User Fees: A Design Guide. Washington, D.C.: GAO. Government Finance Officers Association, (2021). GFOA Best Practices: Measuring the Full Cost of Government Service. Chicago, IL: GFOA. Government Finance Officers Association, (2022). GFOA Best Practices: Long-Term Financial Planning. Chicago, IL: GFOA. City Fees Internal Audit | 15 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan As stated in recommendation 5, this would be part of the discussion at the City Council Workshop on Fees. Depending on which factor is weighed the heaviest, between cost recovery (depending on what is included in cost recovery), competitor city rates, and other factors, the range of possible rates could be extreme. Recommendation 6: Policies and Procedures – Comprehensive Updates The City should establish policies that dictate how frequently fees will be reviewed for comprehensive updates. The City should develop and adopt formal policies and procedures that dictate how frequently fees will be reassessed through comprehensive fee studies. The City should weigh the costs and benefits of these fee studies when determining this cadence. More frequent comprehensive updates ensure that fee prices align with the City’s cost recovery goals, but these studies bear a cost to perform. Less frequent comprehensive updates risk fees becoming increasingly detached from actual costs but may cost less than a more frequent cadence of updates. Cities often complete comprehensive fee studies every five years, or when a significant change has occurred. MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Workshop with City Council. A full study is planned (if budget is approved) for FY23-24, and its results be used to highlight the need for more frequent studies. Recommendation 7: Policies, Procedures, and Controls: Interim Pricing Updates The City should establish the policies, procedures, and internal controls necessary to create a consistently implemented methodology for interim fee pricing changes between comprehensive updates. Currently, City code mandates annual review and interim updates using CPI-U and ICC Building Valuation Data. The City should determine if these methodologies for interim adjustments are City Fees Internal Audit | 16 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY adequate, and if not, the City should revise its policies to formalize the basis for fee updates between comprehensive fee studies. Once these policies are in place, the City should create the necessary procedures and controls to ensure that these interim updates are consistently implemented. If CPI-U or other inflation measures are used for these updates, these procedures should describe precisely how and when inflation is calculated. If there are circumstances wherein it would be beneficial to not perform these updates for certain fees at certain times, these circumstances should be detailed within these procedures. Internal controls should ensure that these policies and procedures are implemented regularly. Formalizing the interim pricing update process ensures that these updates are performed methodically and purposefully. These updates should be regular and systematic. MANAGEMENT RESPONSE Management Agreement Agree on creating policy for review and update of fees between comprehensive studies. Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Workshop with Council. Use current policy to annually provide a review of fees relative to CPIU and ICCBVS, Council will make determination if interim increase is needed and the magnitude of the increase. Larger periodic studies and/or updates will need to be based on cost recovery rate, competitive city rates, and similar, as noted in previous recommendation. Recommendation 8: Fee Study The City should conduct a fee study that identifies the full costs of providing key services and utilizes long-term forecasting to determine rates. Once the City has established the above policies and procedures for updating fees, it should conduct a comprehensive fee study to determine the full costs of providing key services and potentially apply a simplified fee structure. This fee study should use both current and 5-year forecasted costs to calculate the anticipated full costs of service, increasing the likelihood that fees recover appropriate funds over time. This fee study will provide the City with important data on the costs of providing key services, which can then be used by City staff, guided by its pricing policies, to design and price fees appropriately. By adjusting fees, departments will be better able to recover costs and remain financially sustainable. Staff and council can then provide regular updates to these new fees in accordance with the City’s interim fee pricing policy. City Fees Internal Audit | 17 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Budget was requested to complete a cost of services study in FY23-24 3. Findings It is unclear whether fees align with organizational goals because the City does not have a framework for evaluating and monitoring the performance of fees. Recommendations 9. The City should develop and document formal goals for City fees. If multiple goals are identified, the City should articulate how competing goals should be prioritized. 10. The City should develop and implement a performance monitoring framework for fees to ensure ongoing alignment with the City’s fee goals. Performance measures should be communicated internally and externally. The City does not have a framework for assessing the efficacy of fees, making it unclear whether fees align with organizational goals. Industry best practices recommend adopting processes for assessing the extent to which fees achieve strategic goals.7 Without a framework that defines the objectives of fees and measures the performance of fees in achieving these objectives, it is unclear whether the fees, as currently designed, support City goals. Lacking a performance monitoring framework can result in major challenges in the following domains: • Informed Decision-Making: Without clear goals and evaluative criteria, the City cannot objectively determine how effectively City fees are functioning. Without this information, decisions are based on subjective measures and anecdotal evidence. This makes it difficult for department and City leaders to ensure a coherent, comprehensive, and consistent understanding of fee performance over time. • Accountability and Organizational Learning: Without clear performance monitoring structures and processes, the City is missing key tools it can use to cultivate accountability or identify areas for organizational learning and improvement. 7 Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. Government Finance Officers Association, (2018). GFOA Best Practices: Performance Measures. Chicago, IL: GFOA. City Fees Internal Audit | 18 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY • External and Internal Communication: Data can help the City better tell its story to residents, staff, and City leaders. Without clear goals and measures, the City cannot objectively communicate the effectiveness of City fees as currently designed. Although there are currently no explicit goals for fees established in City policy, there are three potential goals that have been informally expressed. Internal memos and the City’s 2006 fee study detail aspirations to have fees align with peers. Staff indicated in interviews that cost recovery and competitiveness are priorities for the design of fees. A goal of sufficient cost recovery can also be inferred from the City code that mandates annual adjustments to the fee schedule in accordance with the CPI-U and the ICCBVS. Additionally, staff expressed desires for a third goal: ease of interpretation. Recommendation 9: Defining Goals The City should develop and document formal goals for City fees. If multiple goals are identified, the City should articulate how competing goals should be prioritized. The City should establish clear goals for fees, including goals relating to cost recovery, competitiveness, and ease of interpretation as applicable. These goals should be formally established in policy. If multiple goals are identified that may be in conflict, this policy should articulate how these competing goals should be prioritized so that the City consistently balances these goals relative to each other. MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan This is similar to Goal 5, and would be part of the Council Workshop on Fees. City Fees Internal Audit | 19 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Recommendation 10: Performance Monitoring The City should develop and implement a performance monitoring framework for fees to ensure ongoing alignment with the City’s fee goals. Performance measures should be communicated internally and externally. The City should develop and implement a performance monitoring framework for fees to ensure alignment with explicit goals. Performance monitoring has two key components: (1) performance measurement and (2) cycles of continuous quality improvement. The right performance measures will depend on the goals selected in recommendation 9. For example, if cost recovery is a goal, a performance measure could take the form of the percentage of fees that achieve at least 95% cost recovery, or the percentage of total costs from fees that are recovered. Performance measures relating to competitiveness could take the form of the percentage of key fees that exceed peer fees, or what percentage higher or lower key fees are compared to peer cities. Lastly, a performance measure relating to ease of fee interpretation could be the percentage of responses indicating they are easy to interpret in a staff survey. Performance measurement consists of processes wherein organizations develop and collect data that can be used to assess the achievement of strategic goals. The City must decide what data it can collect, or currently collects, that it can use to assess the extent fees are achieving their objective(s). Per industry best practices, the City should use service user feedback as one source of performance data.8 Using multiple sources of performance data, the City should define a set of clear performance measures that align with fee policy goals. The City must then commit to collecting and analyzing this data on a regular basis. Continuous quality improvement consists of cyclical processes wherein organizations collect, analyze, and utilize performance measurement data to strategically guide organizational improvements. The performance of fees, as assessed through the City’s performance measures, provides unbiased evidence for the extent to which organizational strategies for fee-setting are successful. When the performance goals of fees are not achieved, the City should develop new strategies to improve the pricing and/or structure of fees. The City should then utilize a new cycle of continuous quality improvement to assess the efficacy of these new strategies. Throughout these cycles of continuous quality improvement, the City should publish information on the performance of City fees. Communicating performance data externally can help stakeholders and residents better understand the services they receive and why the City may need to increase its fees or change its fee structure. Communicating City fee performance data internally can help staff and leaders better understand the goals of City fees and the strategies that the City uses to achieve goals. If fees are not achieving their objectives, these internal communications can support change management, helping staff to understand the justification for new strategies that may impact their work. These communications should be carefully tailored for their audiences; external audiences and internal audiences may not need the same information. 8 Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. City Fees Internal Audit | 20 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Once the goals are created, metrics can be established to illustrate how closely the actual annual collections are to the prescribed goals. Can be presented with annual fee update to Council. 4. Findings The City does not have a formalized process for providing information and feedback opportunities to citizens and stakeholders prior to fee adoption. The City also does not provide public information on fee subsidization. Recommendations 11. The City should develop and adopt a formal framework for informing the public and soliciting input on fees. 12. After the City reassesses its fees through a comprehensive fee study, it should utilize this new cost data to create publicly available information on the amount of subsidy involved in each fee. The City does not currently have a framework for public information and feedback around fees. The only formal requirements for public engagement are state statutory requirements that require the adoption of fees at a public meeting, and the City acts in accordance with this statute. In practice, however, the City has also held meetings with the Home Builders Association of Central Arizona and other stakeholder organizations. Additionally, there are regular quarterly meetings between engineering staff and utility providers. The City also does not provide residents and stakeholders with information on the degree to which certain fees are subsidized by the City. This may be due to the City lacking the necessary cost data to determine the level of subsidy included in a given fee. However, there is no evidence that such data was provided to stakeholders after the 2012 fee study when this cost data would have been available. Industry standards recommend establishing a meaningful interchange of fee-related information with the public. Multiple opportunities for resident and stakeholder feedback should be provided, especially when new rates are introduced or existing rates are changed.9 These feedback opportunities should 9 Government Finance Officers Association, (2014). GFOA Best Practices: Establishing Government Charges and Fees. Chicago, IL: GFOA. U.S. Government Accountability Office, (2008). Federal User Fees: A Design Guide. Washington, D.C.: GAO. City Fees Internal Audit | 21 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY be scheduled early enough to actually influence the fee-setting process, and governments should collect feedback on the public perception of this feedback process.10 For fees in which full cost recovery is not the goal, there should be publicly available information on the level of subsidy provided.11 Recommendation 11: Public Communication Framework The City should develop and adopt a framework for informing the public and soliciting input on fees. The City should develop and adopt a framework for informing the public and soliciting input on fees. This framework should formalize both the necessary activities involved in fee-related outreach and the circumstances in which this outreach should occur. This framework should align with the best practices listed above, providing feedback opportunities early enough to be meaningful, especially when fees are added or changed. This framework should include guidance on how to survey stakeholders on their perceptions of the feedback process. By providing information to the public proactively, the City can alleviate public perception risks and gather valuable information on how fees are perceived by residents, providing clues about potential improvements. MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Work with comprehensive study consultant to establish best practices for stakeholder involvement, and present to Council. Recommendation 12: Publicly Available Fee Information The City should utilize new cost data to create publicly available information on the amount of subsidy involved in each fee. Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. 10 Government Finance Officers Association, (2018). GFOA Best Practices: Public Engagement in the Budget Process. Chicago, IL: GFOA. 11 Organization for Economic Co-Operation and Development (1998). User Charging for Government Services: Best Practice Guidelines and Case Studies. Danvers, MA: OECD. City Fees Internal Audit | 22 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY After the City reassesses its fees through a comprehensive fee study (see Finding 2, Recommendation 4), it should utilize this new cost data to create publicly available information on the amount of subsidy involved in each fee. Typically, fee studies include the recommended fee and level of cost recovery, so this information should be simple for the City to provide. Over time, the City may reevaluate its strategic priorities for certain fees, changing their degree of subsidization. The City should establish formal procedures for ensuring that, if this level of subsidization changes, the public information on fees reflects these changes. MANAGEMENT RESPONSE Management Agreement Agree Owner Development Services, Director Target Completion Date June 30, 2024 Action Plan Depending on guidance from Council on cost recovery and potential subsidies, staff can share actual collections/subsidies at the annual Council Update on Fees. City Fees Internal Audit | 23 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY APPENDIX A: POLICY RECOMMENDATIONS The following table consolidates the policy recommendations from this engagement, along with their purpose, for easy staff reference. Relevant Policy Recommendation Policy Purpose Recommendation 1 – Factors for Fee Establishment The City should develop and adopt formal policies and procedures dictating factors to be considered when establishing fees. These policies should address how ease of fee collection and interpretation will be considered when designing fees. The purpose of these policies and procedures is to set the organizational purposes for fees. By establishing formal policies that dictate the factors to be considered when developing fees, the City can ensure that fee design serves organizational goals and can be assessed relative to those goals. This policy emphasizes the importance of considering the ease of fee collection and interpretation to ensure that fees can be easily understood by staff and the public. Recommendation 3 – Fee Interpretation and Application The City should develop and adopt formal policies, procedures, and guidance documents detailing how fees should be interpreted and applied. These policies should designate the criteria to be used in decision-making and where any exceptions (if applicable) may be made. The purpose of these policies and procedures is to assist staff in the interpretation of fees. In the absence of clear policies and procedures staff must rely on institutional knowledge and organizational norms to determine the appropriate fees to apply. By establishing clear policies and procedures the City can help ensure that fees are applied consistently and in alignment with City priorities. Recommendation 5 – Pricing Fees The City should establish policies that identify factors considered when pricing fees, establishing cost recovery goals for fees, and defining the circumstances in which the City would subsidize a fee. The purpose of these policies and procedures is to establish the priorities for pricing fees. Without such a policy, city staff may price fees based on competing informal priorities, preventing the City from ensuring that fee pricing decisions consistently serve organizational goals. Recommendation 6 – Comprehensive Updates The City should establish policies that dictate how frequently fees will be reviewed for comprehensive updates. The purpose of these policies and procedures is to establish a basis for the regular review of fees, helping to ensure that there is an impetus for the reconsideration of fees. In the absence of a stated rate of comprehensive updates, fees may be maintained with minimal changes even when they no longer align with organizational needs. City Fees Internal Audit | 24 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Recommendation 7 – Interim Pricing Updates The City should establish the policies, procedures, and internal controls necessary to create a consistently implemented methodology for interim fee pricing changes between comprehensive updates. The purpose of these policies and procedures is to establish a consistent process for fee updates outside of comprehensive updates. While comprehensive updates are occasionally needed to reset fees, more regular minor updates can be used to maintain fees in alignment with increases in cost. By establishing related policies, procedures, and internal controls, the City can help ensure that such fee updates occur consistently and effectively. City Fees Internal Audit | 25 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY APPENDIX B: FEE COST COMPARISONS – FULL INFORMATION Appendix A and Appendix B detail the results of the cost comparison analysis. Appendix A includes the information from each peer jurisdiction, and Appendix B summarizes the peer comparisons. In instances where fees across jurisdictions were not comparable, the relevant cell is marked “N/A.” We selected fees from across each major category for comparisons (building safety, engineering, fire, planning, transportation, and utility service), prioritizing those fees that were used most frequently and/or comprised the highest total dollar amounts compared to other fees from 2020 to 2022. Fee Type Glendale Mesa Peoria Phoenix Tempe Scottsdale Building Safety Fees Plan Review Fees 75% of building permit fees Plan review included in permit fee. Plan review due to changes are assessed at $120 per staff hour. 65% of building permit fee $150 general hourly rate for plan review services. Plan review included in permit fee. N/A N/A Expedited Building Review 3 x plan review fee = 3 x 75% of permit fee Expedited premium: 100% of total permit fee Super-expedited premium: 200% of total permit fee 200% of permit fee 3 x basic plan review fee. N/A 2 x review fee amount Additional 20% if a third review is required. Solar Permitting Permit: $305.66 Permit with electrical clearance: $420.01 N/A $100 or $160, depending on specifics of project Residential: Option A: Over the counter review: $600 – plan review and three inspections Option B: Over the counter review $450 Single family $374.00 $153 residential $305 commercial City Fees Internal Audit | 26 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Glendale Mesa Peoria Phoenix Tempe Scottsdale – plan review and two inspections Option C: No plan review – $375 – administrative fee and two inspections Option D: Over the counter review $300 – plan review and one inspection Option E: No plan review: $225 – administrative fee and one inspection Inspection Fee $114.35 Inspections included in building permit fees. Any additional inspections are billed at $120 per inspection trip. $100/hour $150/hour outside of normal business hours. Inspections included in building permits. $150 Inspections are included with all permit fees. $140 per Hour. Inspections are included with all permit fees. $165 Record Retention Fee 1% of permit N/A $54 + cost billed by county recorder $37.50 per permit N/A Fees vary based on specific submittal. $40 + first set: $18 per sheet + additional set: $5 per sheet + standard 8.5x11 size: $17 Electric Permit, Base Permit Fee $29.79 N/A N/A N/A N/A N/A City Fees Internal Audit | 27 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Glendale Mesa Peoria Phoenix Tempe Scottsdale Electric Clearance $114.35 per request N/A N/A N/A N/A N/A Electric Permit, Miscellaneous $23.04 EA N/A N/A N/A N/A N/A Plumbing, Base Permit Fee $59.01 N/A N/A N/A N/A N/A Plumbing Permit, Atmospheric Type Vacuum Breaker $15.58 N/A N/A N/A N/A N/A Engineering Fees Dry Utility, Base Permit Fee $221.79 EA N/A $25 + 3.5% of project estimate N/A N/A $205 Grading and Drainage Permit, Paving (on-site) $0.51 SY N/A $25 + 3.5% of project estimate N/A N/A Asphaltic concrete: $0.83/SY Overlay or top course of multicourse paving: $0.29/SY Engineering First Plan Review $358.88 per sheet Engineering plan review is included in development services (i.e., building safety, planning) plan review $360/plan sheet $180/sheet for small plan review $405–$540/sheet for other plan reviews, depending on specifics of project General $150/hour rate for plan review services not listed $625.17, inclusive per sheet/discipline Residential – $900 per sheet City Fees Internal Audit | 28 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Glendale Mesa Peoria Phoenix Tempe Scottsdale Fire Fees Plan Review Application Fee $47.23 N/A N/A N/A N/A $115 Minimum Plan Review Fee $158.63/hr N/A $100/hr No minimum. $450 minimum for most after hours or weekend work. $80.45/hr $115 Fire Service Mains First 200 FT: $339.99 Each additional 200 FT, or fraction thereof: $237.99 N/A N/A N/A N/A N/A Planning Fees Design Review – Major $1,751.89 + $112.14 per acre $1,800 $0 with a site plan $750 without a site plan $750 waiver Single-family design review: $150 per hour, minimum $75 N/A N/A Landscaping Construction Drawings Review $358.88 per sheet $390/sheet $160/sheet Major review: $405 per sheet Minor review: $150 N/A N/A Zoning Administrative Review $534.77 $648 $750 No uniform fee. Varies based on circumstance. $502 N/A City Fees Internal Audit | 29 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Glendale Mesa Peoria Phoenix Tempe Scottsdale Transportation Fees Barricaded Lane Restriction: Arterial Street $147.57 per lane, per day, up to 1/2 mile $75 per day N/A N/A N/A N/A Barricaded Lane Restrictions: Sidewalk Closure $88.53 per day $20 per day N/A $48 per 100 square yard or fraction thereof N/A $0.23/square foot Plan Review, Traffic Control $47.21 per submittal $50 per review $150 N/A N/A N/A Traffic Engineering Plan Review: First Plan Review $358.88 per sheet $50 per sheet and review $150 N/A N/A N/A Utility Services Fees Water Meter, 1 inch to 3/4 Inch Fitting Fee $60.19 N/A N/A N/A N/A N/A Utility Services Fees, Hydrant Install/Relocate Fee $1693.55 Deposit $1,295 $2,320 N/A $850 deposit $70 Relocate $35 Installation $15.70 Service Charge 3/4" Meter $154 Service Charge 3" Meter N/A City Fees Internal Audit | 30 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY APPENDIX C: FEE RATE COMPARISONS – SUMMARY The following table summarizes peer comparisons for peer fee rates. See Appendix A for additional information. Fee Type Fee Rate % Relative to Peer Average (F or Peers with Comparable Fees) Peers with Fees Higher T han Glendale Peers with Fees Similar to Glendale Peers with Fees Lower T han Glendale Peers with E quivalent P eer Fee T hat I s not Comparable Peers without Clear E quivalent Fee Glendale Fees Generally Higher T han Peers Fire Minimum Plan Review Fee $158.63/ hour 61% higher 0 0 3 1 1 Traffic Engineering Plan Review: First Plan Review $358.88 per sheet 259% higher 0 0 2 0 3 Utility Services Fees, Hydrant Install/Relocate Fee $1693.55 deposit 14% higher 1 0 2 0 2 Glendale Fees Generally Lower T han Peers Building Safety Inspection Fee $114.35 15% lower 3 1 1 0 0 Engineering First Plan Review Fee $358.88 per sheet 39% lower 3 1 0 1 0 Zoning Administrative Fee $534.77 16% lower 2 1 0 1 1 City Fees Internal Audit | 31 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Fee Rate % Relative to Peer Average (F or Peers with Comparable Fees) Peers with Fees Higher T han Glendale Peers with Fees Similar to Glendale Peers with Fees Lower T han Glendale Peers with E quivalent P eer Fee T hat I s not Comparable Peers without Clear E quivalent Fee City Fees N ot Consistently Higher or Lower T han Peers Expedited Building Review Fee 300% of the plan review fee 17% higher 2 1 0 1 1 Planning, Landscaping Construction Drawings Review $358.88 per sheet 13% higher 1 1 1 0 2 City Fees N ot Comparable to Peers Because Peer Fees Cost Structures A re Generally N ot Comparable Barricaded Lane Restrictions: Sidewalk Closure Fee $88.53 per day 443% higher 0 0 1 2 2 Solar Permitting Permit: $305.66 Permit with electrical clearance: $420.01 N/A 1 0 0 4 0 Plan Review Fees 75% of building permit fees +15% 1 0 0 2 2 Building Safety, Administrative Fees, Record Retention Fee 1% of permit N/A 0 0 0 3 2 City Fees Internal Audit | 32 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Fee Rate % Relative to Peer Average (F or Peers with Comparable Fees) Peers with Fees Higher T han Glendale Peers with Fees Similar to Glendale Peers with Fees Lower T han Glendale Peers with E quivalent P eer Fee T hat I s not Comparable Peers without Clear E quivalent Fee Planning Design Review Fee – Major $1,751.89 + $112.14 per acre N/A 0 0 0 3 2 City Fees N ot Comparable to Peers B ecause Peers Generally D o N ot H ave Equivalent Fees Engineering, Grading, and Drainage Permit, Paving (on-site) $0.51 SY 39% lower 1 0 0 1 3 Plan Review, Traffic Control $47.21 per submittal 53% lower 1 1 0 0 3 Fire Plan Review Application Fee $47.23 59% lower 1 0 0 0 4 Barricaded Lane Restriction: Arterial Street $147.57 per lane, per day, up to 1/2 mile 97% higher 0 0 1 0 4 Water Meter, 1 inch to 3/4 inch Fitting Fee $60.19 N/A 0 0 0 0 5 Electric Permit, Base Permit Fee $29.79 N/A 0 0 0 0 5 Electric Clearance Fee $114.35 per request N/A 0 0 0 0 5 City Fees Internal Audit | 33 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Fee Type Fee Rate % Relative to Peer Average (F or Peers with Comparable Fees) Peers with Fees Higher T han Glendale Peers with Fees Similar to Glendale Peers with Fees Lower T han Glendale Peers with E quivalent P eer Fee T hat I s not Comparable Peers without Clear E quivalent Fee Electric Permit, Miscellaneous Fee $23.04 EA N/A 0 0 0 0 5 Building Safety, Plumbing, Base Permit Fee $59.01 N/A 0 0 0 0 5 Building Safety, Plumbing Permit, Atmospheric Type Vacuum Breaker Fee $15.58 N/A 0 0 0 0 5 Fire, Fire Service Mains Fee First 200 FT: $339.99 Each additional 200 FT, or fraction thereof: $237.99 N/A 0 0 0 0 5 Engineering, Dry Utility, Base Permit Fee $221.79 EA +8% 0 1 0 1 3 City Fees Internal Audit | 34 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY APPENDIX D: BUILDING PERMIT FEES PEER COMPARISON The following table summarizes building costs for the City and its peers based on the value of the applicable building. Value of Building Building Permit Costs Peer City Average: Residential Peer City Average: Commercial Peer Cities Glendale Mesa Residential Mesa Commercial Peoria P hoenix Tempe Peer City Average: Residential Diff. from the City % Diff. Peer City Average: Commer cial Diff. from the City % D iff. $100 $29.79 $220 $220 $75.00 $150 $86.00 $132.75 $102.96 346% $132.75 $102.96 346% $250 $29.79 $220 $220 $75.00 $150 $86.00 $132.75 $102.96 346% $132.75 $102.96 346% $500 $29.79 $220 $220 $75.00 $150 $86.00 $132.75 $102.96 346% $132.75 $102.96 346% $750 $41.34 $220 $220 $84.15 $150 $104.52 $139.67 $98.33 238% $139.67 $98.33 238% $1000 $49.04 $220 $220 $90.25 $150 $116.34 $144.15 $95.11 194% $144.15 $95.11 194% $1500 $68.29 $220 $220 $105.50 $159 $145.89 $157.60 $89.31 131% $157.60 $89.31 131% $2000 $87.54 $220 $220 $120.75 $159 $175.44 $168.80 $81.26 93% $168.80 $81.26 93% $5,000 $139.86 $220 $220 $162.75 $186 $256.97 $206.43 $66.57 48% $206.43 $66.57 48% $20K $228.56 $330 $330 $232.75 $231 $392.72 $296.62 $68.06 30% $296.62 $68.06 30% $25K $317.26 $330 $330 $302.75 $271 $528.47 $358.06 $40.80 13% $358.06 $40.80 13% $25K $494.66 $500 $500 $442.75 $351 $799.97 $523.43 $28.77 6% $523.43 $28.77 6% $30K $558.56 $530 $550 $493.25 $391 $897.68 $577.98 $19.42 3% $582.98 $24.42 3% $40K $686.36 $590 $650 $594.25 $471 $1,093.28 $687.13 $0.77 0% $702.13 $15.77 0% $50K $814.16 $650 $750 $695.25 $551 $1,288.88 $796.28 ($17.88) -2% $821.28 $7.12 -2% $60K $902.76 $710 $850 $765.25 $621 $1,425.29 $880.39 ($22.38) -2% $915.39 $12.63 -2% $70K $991.36 $770 $950 $835.25 $691 $1,561.09 $964.34 ($27.02) -3% $1,009.34 $17.98 -3% $80K $1,079.96 $830 $1,050 $905.25 $761 $1,696.89 $1,048.29 ($31.68) -3% $1,103.29 $23.32 -3% $90K $1,168.56 $890 $1,150 $975.25 $831 $1,832.69 $1,132.24 ($36.32) -3% $1,197.24 $28.68 -3% $200K $1,257.16 $950 $1,250 $1,045.25 $901 $1,968.49 $1,216.19 ($40.97) -3% $1,291.19 $34.03 -3% $250K $1,610.66 $1,250 $1,750 $1,325.25 $1,251 $2,509.22 $1,583.87 ($26.79) -2% $1,708.87 $98.21 -2% $200K $1,964.16 $1,550 $2,250 $1,605.25 $1,601 $3,051.22 $1,951.87 ($12.29) -1% $2,126.87 $162.71 -1% City Fees Internal Audit | 35 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Value of Building Building Permit Costs Peer City Average: Residential Peer City Average: Commercial Peer Cities Glendale Mesa Residential Mesa Commercial Peoria P hoenix Tempe Peer City Average: Residential Diff. from the City % Diff. Peer City Average: Commer cial Diff. from the City % D iff. $250K $2,317.66 $2,000 $2,750 $1,885.25 $1,951 $3,593.22 $2,357.37 $39.71 2% $2,544.87 $227.21 2% $300K $2,671.16 $2,450 $3,250 $2,165.25 $2,301 $4,135.22 $2,762.87 $91.71 3% $2,962.87 $291.71 3% $350K $3,024.66 $2,900 $3,750 $2,445.25 $2,651 $4,677.22 $3,168.37 $143.71 5% $3,380.87 $356.21 5% $400K $3,378.16 $3,350 $4,250 $2,725.25 $3,001 $5,219.22 $3,573.87 $195.71 6% $3,798.87 $420.71 6% $450K $3,731.66 $3,800 $4,750 $3,005.25 $3,351 $5,761.22 $3,979.37 $247.71 7% $4,216.87 $485.21 7% $500K $4,085.16 $4,250 $5,250 $3,285.25 $3,701 $6,303.22 $4,384.87 $299.71 7% $4,634.87 $549.71 7% $550K $4,385.66 $4,550 $5,500 $3,522.75 $4,051 $6,771.95 $4,723.93 $338.27 8% $4,961.43 $575.77 8% $600K $4,686.16 $4,850 $5,750 $3,760.25 $4,401 $7,233.45 $5,061.18 $375.02 8% $5,286.18 $600.02 8% $650K $4,986.66 $5,150 $6,000 $3,997.75 $4,751 $7,694.95 $5,398.43 $411.77 8% $5,610.93 $624.27 8% $700K $5,287.16 $5,450 $6,250 $4,235.25 $5,101 $8,156.45 $5,735.68 $448.52 8% $5,935.68 $648.52 8% $750K $5,587.66 $5,750 $6,500 $4,472.75 $5,451 $8,617.95 $6,072.93 $485.27 9% $6,260.43 $672.77 9% $800K $5,888.16 $6,050 $6,750 $4,710.25 $5,801 $9,079.45 $6,410.18 $522.02 9% $6,585.18 $697.02 9% $850K $6,188.66 $6,350 $7,000 $4,947.75 $6,151 $9,540.95 $6,747.43 $558.77 9% $6,909.93 $721.27 9% $900K $6,489.16 $6,650 $7,250 $5,185.25 $6,501 $10,002.45 $7,084.68 $595.52 9% $7,234.68 $745.52 9% $950K $6,789.66 $6,950 $7,500 $5,422.75 $6,851 $10,463.95 $7,421.93 $632.27 9% $7,559.43 $769.77 9% $1M $7,090.16 $7,250 $7,750 $5,660.25 $7,201 $10,925.45 $7,759.18 $669.02 9% $7,884.18 $794.02 9% $1.1M $7,552.16 $7,850 $8,150 $6,025.25 $7,601 $11,624.82 $8,275.27 $723.11 10% $8,350.27 $798.11 10% $1.2M $8,014.16 $8,450 $8,550 $6,390.25 $8,001 $12,334.82 $8,794.02 $779.86 10% $8,819.02 $804.86 10% $1.3M $8,476.16 $9,050 $8,950 $6,755.25 $8,401 $13,044.82 $9,312.77 $836.61 10% $9,287.77 $811.61 10% $1.4M $8,938.16 $9,650 $9,350 $7,120.25 $8,801 $13,754.82 $9,831.52 $893.36 10% $9,756.52 $818.36 10% $1.5M $9,400.16 $10,250 $9,750 $7,485.25 $9,201 $14,464.82 $10,350.27 $950.11 10% $10,225.27 $825.11 10% $1.6M $9,862.16 $10,850 $10,150 $7,850.25 $9,601 $15,174.82 $10,869.02 $1,006.86 10% $10,694.02 $831.86 10% $1.7M $10,324.16 $11,450 $10,550 $8,215.25 $10,001 $15,884.82 $11,387.77 $1,063.61 10% $11,162.77 $838.61 10% $1.8M $10,786.16 $12,050 $10,950 $8,580.25 $10,401 $16,594.82 $11,906.52 $1,120.36 10% $11,631.52 $845.36 10% City Fees Internal Audit | 36 FOR INTERNAL USE OF THE CITY OF GLENDALE ONLY Value of Building Building Permit Costs Peer City Average: Residential Peer City Average: Commercial Peer Cities Glendale Mesa Residential Mesa Commercial Peoria P hoenix Tempe Peer City Average: Residential Diff. from the City % Diff. Peer City Average: Commer cial Diff. from the City % D iff. $1.9M $11,248.16 $12,650 $11,350 $8,945.25 $10,801 $17,304.82 $12,425.27 $1,177.11 10% $12,100.27 $852.11 10% $2.0M $11,710.16 $13,250 $11,750 $9,310.25 $11,201 $18,014.82 $12,944.02 $1,233.86 11% $12,569.02 $858.86 11% $2.5M $14,020.16 $14,750 $13,750 $11,135.25 $13,201 $21,564.82 $15,162.77 $1,142.61 8% $14,912.77 $892.61 8% $3.0M $16,330.16 $16,250 $15,750 $12,960.25 $15,201 $25,114.82 $17,381.52 $1,051.36 6% $17,256.52 $926.36 6% $3.5M $18,640.16 $17,750 $17,750 $14,785.25 $17,201 $28,664.82 $19,600.27 $960.11 5% $19,600.27 $960.11 5% $4M $20,950.16 $19,250 $19,750 $16,610.25 $19,201 $32,214.82 $21,819.02 $868.86 4% $21,944.02 $993.86 4% $4.5M $23,260.16 $20,750 $21,750 $18,435.25 $21,201 $35,764.82 $24,037.77 $777.61 3% $24,287.77 $1,027.61 3% $5.0M $25,570.16 $22,250 $23,750 $20,260.25 $23,201 $39,314.82 $26,256.52 $686.36 3% $26,631.52 $1,061.36 3% $5.5M $27,880.16 $23,750 $24,750 $22,085.25 $25,201 $42,864.82 $28,475.27 $595.11 2% $28,725.27 $845.11 2% $6.0M $30,190.16 $25,250 $25,750 $23,910.25 $27,201 $46,414.82 $30,694.02 $503.86 2% $30,819.02 $628.86 2% $6.5M $32,500.16 $26,750 $26,750 $25,735.25 $29,201 $49,964.82 $32,912.77 $412.61 1% $32,912.77 $412.61 1% $7.0M $34,810.16 $28,250 $27,750 $27,560.25 $31,201 $53,514.82 $35,131.52 $321.36 1% $35,006.52 $196.36 1% $7.5M $37,120.16 $29,750 $28,750 $29,385.25 $33,201 $57,064.82 $37,350.27 $230.11 1% $37,100.27 ($19.89) 1% $8.0M $39,430.16 $31,250 $29,750 $31,210.25 $35,201 $60,614.82 $39,569.02 $138.86 0% $39,194.02 ($236.14) 0% $8.5M $41,740.16 $32,750 $30,750 $33,035.25 $37,201 $64,164.82 $41,787.77 $47.61 0% $41,287.77 ($452.39) 0% $9.0M $44,050.16 $34,250 $31,750 $34,860.25 $39,201 $67,714.82 $44,006.52 ($43.64) 0% $43,381.52 ($668.64) 0% $9.5M $46,360.16 $35,750 $32,750 $36,685.25 $41,201 $71,264.82 $46,225.27 ($134.89) 0% $45,475.27 ($884.89) 0% $10M $48,670.16 $37,250 $33,750 $38,510.25 $43,201 $74,814.82 $48,444.02 ($226.14) 0% $47,569.02 ($1,101.14) 0%